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21 Jun 2018, 8:26 am by Renae Lloyd
SEC Alleges Merrill Lynch Misled Customers According to a press announcement, the Securities and Exchange Commission has charged Merrill Lynch, Pierce, Fenner & Smith Inc. with misleading customers about how it handled their orders. [read post]
9 Jun 2018, 2:26 pm by Howard Knopf
Pardhan et al. (1999) 85 C.P.R. (3d) 489 Affirming 77 C.P.R. (3d) 501 (FCA)·       Smith & Nephew Inc. v. [read post]
6 Jun 2018, 8:36 am by Elizabeth Clark
Smith was refined first in Church of Lukumi Babalu Aye Inc. v. [read post]
4 Jun 2018, 6:30 am by Silver Law Group
Bancorp Investments, Inc   Michael Jay Novick   Morgan Stanley   Beverly Hills Wealth Management, LLC   David Warren Olson   Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith Inc   Jason Charles Parker   LPL Financial LLC   Edward Jones   James Albert Pettit   Ameriprise Financial Services, Inc   Janney Montgomery Scott LLC   Jose Aloisio Teles   Nomura Securities… [read post]
3 Jun 2018, 2:18 pm by Kevin LaCroix
The NY Attorney General sent letters to the following virtual currency trading platforms and may send out a second wave for others at a later date: (1) Coinbase, Inc. [read post]
1 Jun 2018, 8:23 am by Eugene Volokh
—on behalf of the International Society for Krishna Consciousness, Inc.; here is the heart of our argument, which I think largely coincides with the court's: Summary of Argument When Covenant Reformed Church described the lead plaintiffs' conduct as adulterous, it was expressing a moral evaluation of uncontested facts—an opinion based on those facts. [read post]
30 Apr 2018, 2:31 pm by Eugene Volokh
Kimberly McCauley is a California anti-vaccination activist, who has been in the news expressing her views. [read post]
23 Apr 2018, 1:20 am by Kevin LaCroix
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
6 Apr 2018, 6:08 am
New Evidence from a Natural Experiment Posted by Ana Albuquerque (Boston University) and Julie Lei Zhu (Shanghai Advanced Institute of Finance), on Wednesday, April 4, 2018 Tags: Accounting, Audits, Firm performance, Internal auditors, International governance, Management, Risk-taking, Sarbanes–Oxley Act, Securities regulation, Shareholder value, Small firms, SOX Section 404 How Board Skills Vary by Director… [read post]