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28 Jul 2022, 9:51 am by The White Law Group
  The SEC’s orders reportedly find that each firm violated Rule 201 of Regulation S-ID, with details as follows:   The JPMorgan order also finds that the firm failed to exercise appropriate and effective oversight of all service provider arrangements and failed to train staff to effectively implement one of its identify theft prevention programs in 2017. [read post]
26 Jul 2022, 7:46 am by Catherine Reach
The most important thing a firm can do to protect client data is to keep up with the latest recommendations in cyber protection and keep attorneys and staff constantly vigilant to maintain security and privacy protocols. [read post]
22 Jul 2022, 5:43 am by Bernard Bell
  But there is a competing assumption to the one the NAB v. [read post]
22 Jul 2022, 5:07 am by John Jascob
Bush on July 30, 2002 signed the Sarbanes-Oxley Act into law after the accounting scandals at Enron and WorldCom Inc. shook markets and U.S. financial regulators. [read post]
19 Jul 2022, 5:54 am by Ryan Goodman
  Almost every expert said a defamation suit brought by Dominion against Trump would be very strong, but one expert raised concerns about the practicality of such a lawsuit and another raised issues of presidential immunity. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
Regular readers of this blog know my view that the  rise of collective investor actions outside the United States is one of the most important developments in the world of directors’ and officers’ liability in recent years. [read post]
18 Jul 2022, 2:21 pm by Eugene Volokh
… "Thirty-one states and two tribal governments have established such programs, but California has not. [read post]
17 Jul 2022, 3:45 am by Tom Sharbaugh
  Lawyers typically staff projects with one or more partners and then, depending on the size and complexity of the project, a senior or mid-level associate and then one or more junior associates and paralegals. [read post]
8 Jul 2022, 4:00 am by Jim Sedor
One of the few who were subjected to such an audit James Comey, who had been fired as FBI director in 2017 by then-President Trump. [read post]
7 Jul 2022, 9:03 am by HRWatchdog
EF Intercultural Foundation, Inc., the court found that the employer’s unlimited PTO plan was not a good one. [read post]
5 Jul 2022, 3:28 am by Peter Mahler
Further, as noted in Royal Communications Consultants Inc. v. [read post]
4 Jul 2022, 2:56 pm by INFORRM
Quebecor Media Inc. et al, 2022 ONSC 3749. [read post]