Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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29 Apr 2010, 11:31 am
Furthermore, under a provision in the financial reform legislation currently before Congress, the FTC would gain the power to issue rules and impose civil penalties on companies that harm consumers on the Internet. [read post]
11 Jun 2012, 11:12 am
The 2008 financial crisis was the inevitable result of the financial services' industry's behavior in the 2000s. [read post]
1 Oct 2013, 3:00 am
October 10 Sponsor: Capital Roundtable Event: Raising Private Equity Funds Location: New York, NY October 10 Sponsor: Option Metrics Event: Options Research Conference Location: New York, NY October 15 Sponsor: HFA Event: HFA Breakfast Roundtable Location: New York, NY October 15-16 Sponsor: FRA Event: The 16th Sub-Advised Funds Forum Location: New York, NY October 15-17 Sponsor: BZ Media Event: Big Data TechCon Location: San Francisco, CA October 16 Sponsor: PLI Event: Fundemental… [read post]
20 Aug 2007, 8:39 pm
Allen, who until May was the CEO of BITS, the business strategy and technology division of the Financial Services Roundtable, said insider fraud now appears to be linked to organized crime more often and has become one of the top concerns of the bank executives she talks with. [read post]
9 Nov 2011, 8:02 am
This allows the existing financial services group the ability to focus on smaller community banks and the like. [read post]
1 Nov 2019, 6:00 am
Seiden, Seiden Krieger Executive Search, on Sunday, October 27, 2019 Tags: Board composition, Boards of Directors, Director nominations, Director qualifications, Disclosure, Diversity, Environmental disclosure, ESG, Reputation, Sustainability 2019 Proxy Season Review Posted by Chuck Callan (Broadridge Financial Solutions, Inc.) and Paul DeNicola (PwC), on Monday, October 28, 2019 Tags: Board composition, Boards of… [read post]
7 Aug 2007, 5:15 am
The discussion will then conclude by briefly addressing important gaps in the law.Support and Opposition:SEC Chairman Christopher Cox has defended Sarbox as restoring confidence in financial marketsAll previous SEC Chairs have endorsed and defended the lawLeading Fortune 500 CEOs such as Jeffrey Immelt of General Electric and Charles Schwab have defended the lawInstitutional investors and shareholder advisory services have enthusiastically defended the law Accounting firms have… [read post]
2 Jun 2010, 5:23 pm
. **** June 1 Sponsor: WBR (World Business Research) Event: TradeTech India 2010 Location: Mumbai, India June 1 Sponsor: Infovest 21 Event: Preparing for Impending Regulatory Changes Location: New York, New York June 2 Sponsor: FTF (Financial Technologies Forum, LLC) Event: Understanding Portfolio Management & Trading Location: New York, New York June 2 Sponsor: HedgeWorld Event: CTA 2010: Managed Futures and Commodities Investing presented by HedgeWorld Location: Chicago,… [read post]
1 Sep 2013, 3:00 am
HF Roundtable Event: New York Hedge Fund Roundtable 10-Year Anniversary Celebration Location: New York, NY September 12 Sponsor: MFA Event: Collateralized Loan Obligations: Investing, Structuring and Managing Location: New York, NY September 12 Sponsor: 100 Women in Hedge Funds Event: Enhance Your Online Presence with a Professional Head Shot and Stunning Make Up Location: San Francisco, CA September 12 Sponsor: abvcap Event: Venture Capital inBrazil Location: San Francisco, CA… [read post]
10 Sep 2021, 10:03 am
Financial fundamentals 2. [read post]
13 Dec 2010, 4:48 am
Corp Fin Fills Some Leadership Positions Last week, Corp Fin announced the following promotions: - Amy Starr, Chief, Office of Market Trends - Kathy Hsu, Chief, Office of Structured Finance - Mike McTiernan, Assistant Director, AD8 Real Estate and Business Services - Amanda Ravitz, Assistant Director, AD10 Electronics and Machinery - Suzanne Hayes, Assistant Director, AD12 Financial Services… [read post]
20 Sep 2011, 1:08 am
Financial markets, trade, foreign investment, and the global impact of the financial crisis in a broad range of areas that are of interest to sociolegal scholars. [read post]
28 Aug 2012, 10:00 pm
The first event was a speech by Mike Roster, co-chair of the ACC Value Challenge committee, when he kicked off the Lex Mundi roundtable I discussed last week. [read post]
17 May 2016, 4:24 am
Based in Chicago, the firm targets the healthcare, education, and financial services sectors. [read post]
4 Sep 2014, 3:19 am
“any institution engaged in the business of providing financial services to customers who maintain a credit, deposit, trust, or other financial account or relationship with the institution. [read post]
5 Nov 2010, 1:04 pm
Spencer Bachus of Alabama, the ranking Republican on the House Financial Services Committee, which oversees the SEC, is seeking to become the panel's next chairman, but he faces a challenge from Rep. [read post]
13 Aug 2009, 6:15 am
I also will discuss the very important roles that the Financial Services Oversight Council and the Consumer Financial Protection Agency (CFPA) can play in addressing the issues that the single federal regulator and supervisor apparently seeks to resolve, including the dangers posed by regulatory arbitrage through the closing of regulatory gaps and the application of appropriate supervisory standards to currently unregulated non-bank financial companies. [read post]
1 Jun 2015, 4:05 am
Location: New York, NY Date: June 22, 2015 Sponsor: Hedge Funds Care Event: 8th Annual East Coast Golf & Tennis Day Location: Greenwich, CT Date: June 22-23, 2015 Sponsor: FRA Event: Low Carbon Investing Summit Location: New York, NY Date: June 23-24, 2015 Sponsor: Broadridge Event: SIFT Conference 2015 Location: New York, NY Date: June 23-24, 2015 Sponsor: PartnerConnect MidWest Event: Partner Connect MidWest (Save the Date) Location: Chicago, IL Date: June 24, 2015 Sponsor: MFA Event: Forum… [read post]
1 Jun 2015, 4:05 am
Location: New York, NY Date: June 22, 2015 Sponsor: Hedge Funds Care Event: 8th Annual East Coast Golf & Tennis Day Location: Greenwich, CT Date: June 22-23, 2015 Sponsor: FRA Event: Low Carbon Investing Summit Location: New York, NY Date: June 23-24, 2015 Sponsor: Broadridge Event: SIFT Conference 2015 Location: New York, NY Date: June 23-24, 2015 Sponsor: PartnerConnect MidWest Event: Partner Connect MidWest (Save the Date) Location: Chicago, IL Date: June 24, 2015 Sponsor: MFA Event: Forum… [read post]
5 Jan 2007, 5:51 am
Barney Frank, the incoming House Financial Services Committee chairman, said in a statement. [read post]
