Search for: "TOP OF EXCHANGE LLC"
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16 Jun 2016, 2:48 pm
Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
1 Jun 2016, 8:22 am
It is best to set up an LLC or have a written contract to avoid conflicts and protect against liability (debt collectors can go after an LLC but not individual members of the LLC). [read post]
4 May 2016, 5:00 am
As I have done in the past, I parsed the list to see which managers are registered with the Securities and Exchange Commission as investment advisers. [read post]
20 Mar 2016, 5:55 am
The Securities and Exchange Commission (SEC) recently filed a complaint alleging that Oregon-based investment firm Aequitas Management, LLC (Aequitas Management) and its subsidiaries operated a Ponzi-like scheme that defrauded its 1,500 customers of approximately $350 million. [read post]
10 Mar 2016, 5:25 pm
The Securities and Exchange Commission today charged an Oregon-based investment group and three top executives with hiding the rapidly deteriorating financial condition of its enterprise while raising more than $350 million from investors. [read post]
1 Mar 2016, 1:32 pm
Sanofi-Aventis U.S., LLC, No. 13-17390, slip op. [read post]
18 Feb 2016, 5:53 am
According to the company’s website, LinnCo is a limited liability company created to enhance LINN Energy LLC ability to raise additional equity capital to execute a growth strategy. [read post]
12 Feb 2016, 6:03 am
Schwenkel, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, February 11, 2016 Tags: Boards of Directors, Charter & bylaws, Deal protection, Delaware cases, Delaware law, Director nominations,Engagement, Entrenchment, Proxy contests, Settlements, Shareholder activism, Shareholder suits, Shareholder voting,Takeover defenses, Unocal standard Top M&A Developments and Trends for 2016 Posted by Barbara L. [read post]
12 Feb 2016, 6:03 am
Schwenkel, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, February 11, 2016 Tags: Boards of Directors, Charter & bylaws, Deal protection, Delaware cases, Delaware law, Director nominations,Engagement, Entrenchment, Proxy contests, Settlements, Shareholder activism, Shareholder suits, Shareholder voting,Takeover defenses, Unocal standard Top M&A Developments and Trends for 2016 Posted by Barbara L. [read post]
13 Jan 2016, 5:05 pm
In the following guest post from John Reed Stark, President, John Reed Stark Consulting LLC, and David R. [read post]
11 Jan 2016, 11:12 am
The Securities and Exchange Commission today announced that Julie M. [read post]
6 Jan 2016, 5:30 pm
– Hayse, LLC Director Roger Hayse on their blog Managing Law Firm Transition What’s Ahead in 2016 For Employment Law? [read post]
15 Dec 2015, 2:53 pm
Unfortunately, Two Square Financial is not the top of the pyramid. [read post]
8 Dec 2015, 10:09 am
Several e-mails were exchanged but apparently no resolution was reached. [read post]
30 Nov 2015, 4:55 am
XYZ.com, LLC, 2015 WL 7430016, No. 14-cv-01749 (E.D. [read post]
17 Nov 2015, 6:18 am
While the companies argued that the common management inquiry should focus only on shared control of day-to-day operations and not top-level decision-making, the court found that the ALJ did not ignore the fact that SMI had its own operations managers. [read post]
30 Oct 2015, 12:59 pm
The code date is located on top of the lid. [read post]
23 Oct 2015, 5:37 am
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
21 Oct 2015, 5:50 pm
Michael Hayden – Washington, DC lawyer Stewart Baker of Steptoe & Johnson on the Steptoe Cyberblog DraftKings and FanDuel Select Trademark Protection – Nashville lawyer Kevin Hartley of Trust Tree on their blog, The Root Where We’re Going, We Don’t Need Ads – Minneapolis lawyer Tim Sitzmann of Winthrop & Weinstine on the firm’s DuetsBlog What Your Young Lawyers Want from Law Firm Leaders – Dallas, Texas lawyer coach Cordell Parvin… [read post]
5 Oct 2015, 3:11 am
Both sessions feature panels with top academics and practitioners in the field. [read post]
