Search for: "The Trader"
Results 361 - 380
of 7,278
Sorted by Relevance
|
Sort by Date
2 May 2017, 2:39 pm
Jesse Litvak, a former bond trader at Jeffries Global Investment Banking (“Jeffries”), was arrested and charged with securities fraud in 2013 for selling bonds to customers while lying about the price he himself had previously paid for the bonds. [read post]
7 Oct 2011, 9:49 am
Emanuel Goffer executed trades based on proprietary information his brother Zvi, a former Galleon Group trader, bribed out of others. [read post]
27 Oct 2006, 5:11 am
A former floor trader at the New York Stock Exchange, David Finnerty, was convicted yesterday of federal charges that his improper trades defrauded investors of $4.5 million. [read post]
10 Feb 2010, 2:29 pm
The Monrovia-based grocery chain warns that boxes of "Trader Joe's Chocolate Chip Chewy Coated Granola Bars" with use by dates of 16JUL10H2 and 17JUL10HI may be affected, Trader Joe's officials said in a written statement. [read post]
24 Aug 2009, 11:26 am
Following up on last month's post here concerning the case of the trader accused of stealing trade secrets from Goldman Sachs, the New York Times has an interesting and well-written piece about the case.The story discusses the claims that former Goldman employee, Sergey Aleynikov, stole code that allowed for ultrafast computerized stock trading. [read post]
31 Mar 2023, 7:01 am
“It is especially disappointing to see a trader and a broker-dealer resort to tactics like using encrypted communications to flaunt the rules designed to protect investors and the markets. [read post]
15 Sep 2011, 4:42 am
The Swiss group declined to comment, other than saying the loss had been caused by “a trader” and the matter was under investigation. [read post]
11 Sep 2008, 10:36 pm
Commodity Futures Trading Commission Staff Report on Commodity Swap Dealers & Index Traders with Commission Recommendations, September 2008 "Major changes... [read post]
31 Jan 2016, 5:44 pm
"Inside Traders Look to U.S. [read post]
1 Jul 2014, 10:01 pm
Trader Joe’s has not commented on the lawsuit. [read post]
17 Dec 2014, 8:00 am
Green also manipulated the price of the CMOs using a network of bond traders. [read post]
28 Jun 2014, 8:33 am
Vladimir Sokhatskiy consumed the Trader Joe’s Egg White Salad in early June 2014. [read post]
14 Jun 2017, 10:00 pm
Trader Joe’s posted its own recall notice on its website. [read post]
26 Sep 2019, 6:51 am
Therefore, the companies were allowed to proceed in their action to require the trader to disgorge short-swing trading profits of over $13 million (Avalon Holdings Corporation v. [read post]
4 Mar 2014, 11:40 am
On February 25, the FCA published the final notice it issued to David Hobbs, a former derivatives trader, banning him from performing any regulatory function. [read post]
8 Jun 2010, 1:05 pm
The Investment Industry Regulatory Organization of Canada (IIROC) announced today that it is hosting a "Tips for Traders Toronto" education session on June 16 at the Design Exchange to consider recent market events and associated compliance issues. [read post]
14 Dec 2011, 12:17 pm
A fund that does not meet one or more categories of the safe harbor test may still qualify as a trader fund based on the relevant facts and circumstances. [read post]
17 Sep 2019, 4:41 am
Immediate enforcement of the bonus cap would have forced these proprietary traders to immediately change their entire business model. [read post]
20 Apr 2024, 5:45 pm
Of 12 people interviewed, 10 (83%) reported shopping at Trader Joe’s. [read post]
7 Jun 2017, 5:00 am
When coordinating with another trader, Mr. [read post]
