Search for: "U. S. Securities and Exchange Commission"
Results 361 - 380
of 454
Sorted by Relevance
|
Sort by Date
4 May 2021, 11:11 am
Securities and Exchange Commission and the Commodity Futures Trading Commission as effective models. [read post]
4 May 2021, 11:11 am
Securities and Exchange Commission and the Commodity Futures Trading Commission as effective models. [read post]
7 Sep 2011, 1:07 pm
S. [read post]
30 Apr 2024, 6:08 am
In a tantalizing exchange, Pecker acknowledged that he initially planned on transferring AMI’s rights to former Playboy model Karen McDougal’s story about her alleged affair with Trump to Cohen, through a shell company. [read post]
15 May 2014, 3:14 am
Securities and Exchange Commission issued proposed regulations in October 2013 to implement the exemption (the “Proposed CF Regulations”). [read post]
26 Jan 2010, 1:53 am
" WRTL, 551 U. [read post]
30 Mar 2007, 1:10 am
Securities and Exchange Commission filed a civil complaint on Wednesday that alleges two former in-house lawyers at Houston-based Enron Corp. violated federal securities laws by misrepresenting and omitting material information from Enron's public securities filings. [read post]
8 Sep 2017, 10:59 am
In July of 2017, the Securities and Exchange Commission (SEC) brought an enforcement action against now defunct for-profit college ITT, but no monetary sanctions were ordered. [read post]
21 Jun 2017, 7:59 am
Thanks to Bryan U. [read post]
20 Dec 2019, 6:10 am
Securities and Exchange Commission, on Thursday, December 19, 2019 Tags: Accounting, Accounting standards, Accredited investors, Disclosure, Dodd-Frank Act, PCAOB, Regulation D, SEC, Securities regulation, Swaps On Inference When Using State Corporate Laws for Identification Posted by Holger Spamann (Harvard Law School), on Thursday, December 19, 2019 … [read post]
8 May 2020, 5:58 am
Nowell, Wachtell, Lipton, Rosen & Katz, on Saturday, May 2, 2020 Tags: Board performance, Boards of Directors, ESG, Institutional Investors, Overboarding, Proxy advisors, Shareholder voting Anticipated Securities Litigation in Response to the Pandemic Posted by Jason Halper, Nathan Bull, and Matthew Karlan, Cadwalader, Wickersham & Taft LLP, on Sunday, May 3, 2020 … [read post]
26 May 2020, 8:02 am
(Albert Chen Hung-yee 陳弘毅 (Hong Kong U.) on the Situation in Hong Kong Part 2: 一國兩制的博弈 ["The Game of One Country Two Systems"]; Albert Chen Hung-yee 陳弘毅 (Hong Kong U.) on the Situation in Hong Kong: 理性溝通的困境 ["The Dilemma of Rational Communication"]; The Situation in Hong Kong: Albert Chen. [read post]
28 Jul 2011, 6:43 am
He began with a position at the Securities and Exchange Commission in the early 1940? [read post]
9 Nov 2010, 9:18 pm
This time Khast was told that the Federal Trade Commission had issued a cease and desist order against WAMU and that defendant JPMorgan Chase Bank (“JPM Chase”) had assumed all of WAMU’s assets and liabilities. [read post]
19 Oct 2023, 9:05 pm
In fact, the Securities Exchange Commission is soliciting comments on a proposed rule that would regulate this phenomenon.[2] In various forms, gamification has spread to economic sectors as diverse as manufacturing, education, advertising, and healthcare. [read post]
10 Oct 2023, 9:01 pm
For example, how clear is the analytical framework with respect to cash-settled derivative securities that the Release imports from the 2011 security-based swaps release? [read post]
20 Nov 2017, 7:43 am
In October 2007, due to a pending Securities and Exchange Commission insider trading investigation, the husband resigned. [read post]
20 Nov 2017, 7:43 am
In October 2007, due to a pending Securities and Exchange Commission insider trading investigation, the husband resigned. [read post]
25 Mar 2014, 8:03 pm
Some investors and taxpayers took matters into their own hands – among them, the Winklevoss twins (yes, the ones from Facebook) who made up their own rules when they filed with the Securities and Exchange Commission for their Winklevoss Bitcoin Trust. [read post]
30 Aug 2006, 2:17 pm
"Insolvency Administration [Bankruptcy] - MaksÄtnespÄ“jas administrÄcija - lv enCentral Statistical Bureau - CentrÄlÄ statistikas pÄrvalde - lv enCivil Aviation Administration - CivilÄs aviÄcijas administrÄcija - lv enCompetition Council - Konkurences padome - lv enConsumer Rights Protection Centre - PatÄ“rÄ“tÄja tiesÄ«bu aizsardzÄ«bas centrs - lv enCorruption… [read post]
