Search for: "U.S. Commodity Futures Trading Commission"
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16 Aug 2019, 11:48 am
The Commodity Futures Trading Commission filed suit against five entities and four individuals on August 12, 2019, in the Northern District of Illinois for running a $103 million fraudulent binary options scheme. [read post]
31 May 2012, 9:53 am
The National Futures Association (NFA), the self-regulatory organization for the U.S. futures industry, has proposed several measures to tighten control over customer segregated funds held by commodity futures brokers, known as futures commission merchants (FCMs). [read post]
10 Dec 2015, 1:35 pm
Commodity Futures Trading Commission’s (“CFTC”) Division of Swap Dealer and Intermediary Oversight issued a swap dealer de minimis exception preliminary report (“Preliminary Report”). [read post]
18 Jan 2021, 11:30 am
Gensler, the former Chairman of the Commodities Futures Trading Commission (CFTC), “is expected to take a tough line on enforcement and to pursue rules that address Democratic policy priorities,” according to Reuters. [read post]
18 Jan 2021, 11:30 am
Gensler, the former Chairman of the Commodities Futures Trading Commission (CFTC), “is expected to take a tough line on enforcement and to pursue rules that address Democratic policy priorities,” according to Reuters. [read post]
17 Aug 2012, 9:01 am
Yesterday, the Commodity Futures Trading Commission (CFTC) issued a proposal that, if enacted, will afford market participants - including financial institutions - with relief from the central clearing mandate for qualifying inter-affiliate swaps. [read post]
27 Mar 2009, 4:00 am
Bart Chilton, a commissioner at the Commodities Futures Trading Commission coined these terms in his speech on March 20 before American Bar Association's Committee on Derivatives and Futures Law Students. [read post]
20 Aug 2009, 2:11 am
Commodity Futures Trading Commission today announced that it is withdrawing two no-action letters that provided relief from federal agricultural speculative positions limits set forth in CFTC regulations (17 C.F.R §150.2). [read post]
9 Oct 2020, 10:28 am
Commodity Futures Trading Commission (CFTC) announced an order filing and settling charges against JPMorgan Chase & Company and its subsidiaries, JPMorgan Chase Bank, N.A., and J.P. [read post]
30 Apr 2013, 6:22 am
Over the course of 2013, many key provisions of Dodd-Frank are being implemented by the Commodity Futures Trading Commission (the “CFTC”) with respect to “swaps. [read post]
7 Feb 2012, 11:14 am
Patton Boggs has picked up a former Commodity Futures Trading Commission member, who spent a stint as the agency's acting chairman, the firm announced Tuesday. [read post]
4 Nov 2011, 8:23 pm
Bankruptcy Judge Martin Glenn approved a request to allow the transfer of certain segregated customer commodity positions from MF Global Inc. to one or more futures commission merchants (FCMs). [read post]
24 Jun 2019, 8:04 am
Commodity Futures Trading Commission (CFTC) Chairman J. [read post]
28 May 2022, 8:12 am
At the Aspen Security Forum, Gary Gensler, chair of the SEC, compared the state of cryptocurrency regulation to the “Wild West,” noting its lack of investor protection.[1] Gensler has continued to repeat the “Wild West” metaphor when discussing the challenges and lack of cryptocurrency regulation, which leave individual investors and financial markets vulnerable to fraud.[2] Although the Internal Revenue Service (“IRS”), Financial Crimes Enforcement Network… [read post]
7 May 2021, 10:17 am
When it comes to their respective whistleblower programs, the Commodity Futures Trading Commission (CFTC) does not get the same respect or attention the Securities and Exchange Commission (SEC) does. [read post]
8 Feb 2022, 9:03 pm
In 2015, both sides carried out audits and, following years of discussions, the EU Commission and the U.S. [read post]
25 Jun 2018, 10:53 am
Between May 31 and June 5, 2018, the Federal Deposit Insurance Corporation, the Comptroller of the Currency, the Commodity Futures Trading Commission and the Securities and Exchange Commission also approved the proposal. [read post]
6 Oct 2020, 1:33 pm
The Commodities Futures Trading Commission (CFTC) has announced a whistleblower award without revealing the dollar amount of the award in order to protect the whistleblower’s identity. [read post]
28 Nov 2011, 8:57 pm
Under no circumstances shall any portion of customer funds be obligated to a clearing organization, any member of a contract market, a futures commission merchant, or any depository except to purchase, margin, guarantee, secure, transfer, adjust or settle trades, contracts or commodity option transactions of commodity or option customers. [read post]
31 Aug 2017, 12:16 pm
“Exchange-traded products, once novel instruments, now account for nearly one-third of trading volume on U.S. exchanges. [read post]
