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13 Aug 2023, 2:05 pm by Stuart Kaplow
The Guidance is hugely instructive not only for companies that engage in business in Australia but given the global nature of commerce, to companies worldwide, including those in the United States; and in particular at a time when companies doing business in the U.S. do not have the benefit of the out of date, and in many respects no longer useful, Federal Trade Commission Green Guides for Environmental Claims last updated in 2012. [read post]
11 Aug 2023, 12:49 pm by GraceLegere
FINRA is a non governmental organization that regulates the securities industry in the United States. [read post]
10 Aug 2023, 9:31 am by GraceLegere
Examples of Regulation Best Interest On Sept. 6, 2022, Perceptive Advisors LLC was charged with allegedly failing to disclose conflicts of interest related to its personnel’s alleged ownership of sponsors of special purpose acquisition companies. [read post]
9 Aug 2023, 11:25 am by GraceLegere
The SEC act of 1934 was enacted by the United States congress in response to the great depression. [read post]
7 Aug 2023, 12:43 pm by GraceLegere
FINRA stands for The Financial Industry Regulatory Authority, and it is a non governmental organization that regulates the securities industry in the United States. [read post]
6 Aug 2023, 2:14 pm by Stuart Kaplow
Ltd. are restricted from entering the United States because the companies participate in business practices that target members of persecuted groups, including Uyghur minorities in China. [read post]
4 Aug 2023, 9:32 am by Jack Valladares
About 160 million people in the United States rely on Medicare or Medicaid for healthcare benefits. [read post]
2 Aug 2023, 11:54 am by The White Law Group
FINRA is a non governmental organization that regulates the securities industry in the United States. [read post]
2 Aug 2023, 10:30 am by ocgdev
A company applicant refers to the individual who creates the entity or registers it to do business in the United States (for foreign reporting companies) or the person mainly responsible for directing or controlling another individual's submission of the document. [read post]
1 Aug 2023, 6:06 am by The White Law Group
FINRA is a non governmental organization that regulates the securities industry in the United States. [read post]
25 Jul 2023, 10:01 am by Jay R. McDaniel, Esq.
Counsel for Paro had argued during the TRO hearing, that Paro’s position that was that its business encompasses in the entire “outsourced financial services” sandbox, marketing to companies of all sizes, including mom-and-pop shops, Fortune 500 companies, and some of the largest accounting firms in the United States. [read post]