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9 Jul 2012, 7:21 am by Hunton & Williams LLP
  This ruling on the character of the float as a plan asset is of particular importance since many third party administrative agreements expressly permit the third party record keeper to use the float. [read post]
9 Jul 2012, 7:21 am by Hunton & Williams LLP
  This ruling on the character of the float as a plan asset is of particular importance since many third party administrative agreements expressly permit the third party record keeper to use the float. [read post]
25 Jan 2014, 3:27 pm by Kenneth Vercammen
As part of the asset management function, the executor may have to liquidate or run a business or manage a securities portfolio. [read post]
27 Mar 2015, 1:07 pm by Rebecca Tushnet
Sheakley Group, Inc., 2015 WL 1321126, No. 1:13cv246 (S.D. [read post]
5 Jun 2019, 11:15 am by ccollins
The fees were determined according to the assets under management of each customer. [read post]
21 Aug 2023, 3:39 am by Unknown
This enforcement action elicited a dissent from Commissioners Peirce and Uyeda, who said that the undertakings effectively impose a new disclosure requirement on mutual funds (In the Matter of DST Asset Manager Solutions, Inc., Release No. 34-98153, August 17, 2023).Lost securityholders. [read post]
11 Feb 2018, 10:17 am by Arina Shulga
  The January 16, 2018 enforcement action charged My Big Coin Pay, Inc. and its principals with fraud and misappropriation of  over $6 million from customers by transferring customer funds into personal bank accounts and using those funds for personal expenses and the purchase of luxury goods. [read post]
7 Nov 2007, 9:45 am
Instead of retaining a nominee incorporation service, some beneficial owners hide assets by using friends or relatives as nominees. [read post]
19 Mar 2012, 4:00 am by Peter A. Mahler
HMC-New York, Inc., 2012 NY Slip Op 01514 (1st Dept Feb. 28, 2012), a divided Manhattan appellate panel by 3-2 vote affirmed the summary dismissal of fiduciary breach claims brought by the non-managing member of two Delaware LLCs against the managing members. [read post]
24 Feb 2014, 4:30 am by Juan C. AntĂșnez
Apparently there’s a good bit of support for using spousal agreements for asset protection planning (click here, here). [read post]
24 Feb 2017, 7:06 am by John Jascob
He also said his firm was unaware of its customers ending contracts with suppliers who use minerals from “legitimate mines” in areas of Africa impacted by the conflict minerals rule.Lauren Compere, managing director, Boston Common Asset Management, and a group of additional investor signatories, expressed support for the conflict minerals rule. [read post]
9 Apr 2019, 2:13 pm by Keahn Morris and John Bolesta
The circumstances under which an asset buyer has a duty to bargain with an incumbent union may be changing. [read post]
3 Feb 2015, 3:54 am
Briefs and other papers for these cases may be found at TTABVUE via the links provided.February 5, 2015 - 2 PM: Publix Asset Management Company v. [read post]
22 Nov 2009, 10:13 pm by Randall Reese
In addition, please contact us directly to learn more about special free trial and payment options for mid-size and large law firms. [read post]
30 Nov 2011, 8:19 am
Citigroup now stands to gain $70 million as it sells off the hedge-fund assets at the center of the product, Abbar alleges. [read post]
7 Nov 2007, 12:28 am
., Nov. 5 /PRNewswire-FirstCall/ -- Interwoven, Inc. , a global leader in content management solutions, today announced that it has been named the Vendor of the Year in the sixth annual Operations Management Awards for Excellence. [read post]
11 Jul 2015, 2:14 pm by Cynthia Marcotte Stamer
“Organizations must pay particular attention to HIPAA’s requirements when using internet-based document sharing applications,” said OCR Director Jocelyn Samuels. [read post]