Search for: "US Trade and Exchange, LLC"
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26 May 2021, 8:42 am
Nasdaq is the second major exchange to obtain such approval within the last six months following New York Stock Exchange LLC’s similar approval in December 2020. [read post]
31 Mar 2010, 11:10 am
In the closely watched proceedings, the SEC had argued that hacking into computer systems to obtain confidential, internal information that is later used to trade securities violates 1934 Securities Exchange Act Section 10(b) and Rule 10b-5 even in the absence of a breach of fiduciary duty. [read post]
24 Sep 2015, 8:43 am
LPL Financial LLC has agreed to pay two more settlements, and these are big ones. [read post]
14 Apr 2009, 12:49 pm
& Associates LLC, Weizhen Tang Corp. [read post]
7 Feb 2013, 5:20 am
The Securities and Exchange Commission filed charges against a fund manager and its subadviser for their extensive use of derivatives. [read post]
7 Feb 2013, 5:20 am
The Securities and Exchange Commission filed charges against a fund manager and its subadviser for their extensive use of derivatives. [read post]
10 Feb 2012, 5:45 am
District Court for the District of Columbia, alleging that the transaction as originally proposed would have substantially lessened competition for displayed equities trading services, listing services for exchange-traded products, including exchange-traded funds, and real-time proprietary equity data products in the United States. [read post]
1 Mar 2024, 8:33 am
The Securities and Exchange Commission announced settling charges against New York-based investment adviser HG Vora Capital Management LLC for its failure to make timely ownership disclosures in the lead-up to its May 2022 acquisition bid for trucking fleet company Ryder System Inc. [read post]
14 Oct 2020, 5:55 am
Schedule a Free Consultation at Zamansky, LLC If you have lost money in a COVID-19 investment fraud scam, contact us to learn about the options that you may have available. [read post]
20 Apr 2018, 10:28 am
Contact Zamansky, LLC If you are concerned that you may have lost money in an investment fraud or financial fraud scheme, we encourage you to contact us to discuss your case. [read post]
29 Jun 2016, 3:25 pm
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
26 Feb 2008, 7:27 am
For further information, please contact us. [read post]
25 Apr 2019, 12:45 pm
Instead, Mizrahi allegedly used investors’ money to cover his own expenses and trade in his own brokerage account. [read post]
20 Mar 2022, 8:47 am
Accu-Trade, LLC, et al., 1:21-cv-00360 (E.D. [read post]
8 Nov 2015, 11:34 am
There are also publicly traded REITs that are bought and sold on an exchange with similar liquidity to traditional assets like stocks and bonds. [read post]
31 Mar 2021, 1:21 pm
Call 212-742-1414 or contact us online to speak with a securities litigation lawyer at Zamansky LLC today. [read post]
1 Dec 2023, 1:16 am
This week, the Securities and Exchange Commission announced fraud charges against ArciTerra Companies LLC and its chief executive officer for engaging in a multi-year scheme to misappropriate $35 million in investor funds. [read post]
17 Apr 2007, 1:18 am
Axel and two colleagues created a way to splice bits of DNA into living cells to create human proteins, a basic technique used to produce many of today's best-selling biotechnology products such as Genzyme's Cerezyme for Gaucher disease and Biogen Idec's multiple-sclerosis drug Avonex.Regulatory filings with the Securities and Exchange Commission show Biogen Idec paid the school $35 million, and Genzyme paid $25 million in royalties for use of the patent. [read post]
24 Oct 2018, 4:33 pm
This article discusses the disappointing reality of the deafening silence of the SEC with respect to the plague of outsider trading, despite the fact the SEC itself has been used as a pawn for an outsider trading scheme. [read post]
25 Jul 2022, 4:20 am
In Monday’s lawsuit, the DOJ accuses Cargill Meat Solutions Corporation, Sanderson Farms Inc., and Wayne Farms LLC, along with the data consulting firm Webber, Meng, Sahl and Company, Inc (WMS) of violating Section 1 of the federal Sherman Act, which prohibits companies from agreeing to restrain trade. [read post]
