Search for: "US Trade and Exchange, LLC" Results 361 - 380 of 1,711
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3 Dec 2021, 9:49 am by Kristian Soltes
Trade Representative (USTR) Katherine Tai and company executives, including CEO Alfred Kelly. [read post]
26 Nov 2021, 5:38 am
Maldonado, Schulte Roth & Zabel LLP, on Monday, November 22, 2021 Tags: Asset management, Disclosure, Exchange-traded funds, Form N-PX, Institutional Investors, Mutual funds, Rule 14Ad‑1, SEC, Securities regulation, Shareholder voting Stock Investors’ Returns are Exaggerated Posted by Jesse M. [read post]
17 Nov 2021, 7:17 am by The White Law Group
    To learn more, please see: Churning and Excessive Trading Attorneys to Recover Investment Losses and Did your Financial Advisor Recommend Investing in Non-Traded REITs? [read post]
16 Nov 2021, 6:08 am by John Jascob
Its shares are not listed and do not trade on a registered national securities exchange. [read post]
10 Nov 2021, 2:11 pm by Drew Emmert
The seller then transfers 100% of the membership interests in the LLC to the Buyer in exchange for the purchase price. [read post]
5 Nov 2021, 4:00 am by Jim Sedor
Richard Burr dumped more than $1.6 million in stocks in February 2020, a week before the coronavirus market crash, he called his brother-in-law, according to a new Securities and Exchange Commission (SEC) filing. [read post]
1 Nov 2021, 2:49 pm by Drew Emmert
The seller then transfers 100% of the membership interests in the LLC to the Buyer in exchange for the purchase price. [read post]
27 Oct 2021, 8:07 am by Zamansky LLC
For World Investor Week, the SEC published an article titled Taking Stock in Teen Trading that, “speaks directly to parents and teens about . . . topics such as teen trading accounts, social media influence, and apps. [read post]
19 Oct 2021, 6:21 am by Staff Attorney
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
7 Oct 2021, 1:04 pm by Joanna Herzik
” Upon further review of the email exchange, the attorney determined this was a scam. [read post]
7 Oct 2021, 4:20 am by Annsley Merelle Ward
  In exchange for getting their technology incorporated into a standard (meaning that, if essential to the standard, that technology has to be used by users of the standard), SEP owners have to give an undertaking - known as a FRAND undertaking. [read post]
29 Sep 2021, 10:40 am by The White Law Group
  Since they are not traded on any exchange, Private placement offerings are typically illiquid investments. [read post]
27 Sep 2021, 12:59 pm by Emily Dai
Alvarez, managing principal at BridgeCounsel Strategies LLC. [read post]