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10 Oct 2018, 12:40 pm
What precisely renders an event material has plagued securities lawyers for years and has been the subject of countless judicial decisions, SEC enforcement actions, law review articles, law firm guidance and the like – but can be effectively summed up as any important development or event that “a reasonable investor would consider important to an investment decision. [read post]
30 Sep 2018, 5:16 pm
The SEC’s antifraud provisions are broad and sweeping – and are meant to be flexible to bend and adapt to new or evolving forms of investment fraud and chicanery. [read post]
26 Sep 2018, 8:03 am
LLC, 212 F. [read post]
24 Sep 2018, 8:40 am
ESET LLC v. [read post]
24 Sep 2018, 6:21 am
The securities attorneys at Gana Weinstein LLP are currently investigating Kestra Investment Services, LLC (Kestra Investment) broker Steven Crawford (Crawford). [read post]
21 Sep 2018, 6:10 am
Schanzenbach (Northwestern University) and Robert H. [read post]
31 Aug 2018, 1:25 pm
Cambridge Capital Group is affiliated with numerous other companies, including but not limited to Cambridge Capital Advisors; Cambridge Capital Wealth Advisors L.L.C.; Cambridge Capital Insurance Agency LLC; Cambridge Capital Funding, Inc.; Cambridge Sports and Entertainment, LLC; and Cambridge Graduate University, Inc. [read post]
30 Aug 2018, 8:36 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
24 Aug 2018, 6:06 am
Choi (University of Virginia Law School), Andrew Lund (Villanova University), and Robert J. [read post]
23 Aug 2018, 5:56 pm
LLC settled with the regulator in May. [read post]
10 Aug 2018, 6:11 am
of the Berle-Means Corporation Posted by Brian Cheffins (University of Cambridge), on Monday, August 6, 2018 Tags: Blockholders, Boards of Directors, Corporate forms, Entrenchment, Index funds, Institutional Investors, Ownership structure, Shareholder activism JOBS Act 3.0 Posted by Glenn Pollner, Elizabeth Ising, and Thurston Hamlette, Gibson, Dunn & Crutcher LLP, on Monday, August 6, 2018 Tags: Capital formation, Capital… [read post]
9 Aug 2018, 2:37 pm
Accordingly, Congress did not invest the member with a right to take notes of other CBAs (Acosta v. [read post]
7 Aug 2018, 9:50 am
The case is Perfect Choice Exteriors, LLC v. [read post]
3 Aug 2018, 6:10 am
Silverman, Cleary Gottlieb Steen & Hamilton LLP, on Monday, July 30, 2018 Tags: Broker-dealers, Exchange Act, Investment banking, Janus Capital v. [read post]
31 Jul 2018, 10:40 am
Finally, capital stock taxes penalize investment and expansion. [read post]
15 Jul 2018, 4:05 pm
Newspapers Journalism and Regulation As part of the Google News Initiative YouTube has announced a $25m investment in efforts to “support the future of news in online video”. [read post]
12 Jul 2018, 6:04 am
Variable Universal Life (VUL) insurance policies are complex insurance and investment products. [read post]
9 Jul 2018, 2:31 pm
In Tri-M Group, LLC v. [read post]
1 Jul 2018, 4:08 pm
On 29 June 2018 Nicklin J handed down judgment on the interim injunction application in the case of R (Taveta Investments) v Pricewaterhousecoopers LLP [2018] EWHC 1662 (Admin). [read post]
1 Jul 2018, 11:35 am
In every case, our goal is to resolve disputes as quickly and successfully as possible, helping business clients protect their investments and get back to business as usual. [read post]
