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15 Jan 2018, 9:55 am
Failure to Supervise Brokerage firms are required to properly supervise all advisors they employ and to ensure that those advisors are complying with applicable FINRA rules and regulations. [read post]
15 Jan 2018, 9:33 am
Fimco Inc., W.D. [read post]
15 Jan 2018, 6:00 am
See In re Chevron U.S.A., Inc., 419 S.W.3d at 326. [read post]
14 Jan 2018, 6:34 pm
PHILIP MORRIS USA, INC. and R.J. [read post]
12 Jan 2018, 12:54 pm
Wayfair, Inc. [read post]
12 Jan 2018, 12:51 pm
We believe that South Dakota’s law complies with the Dormant Commerce Clause. [read post]
12 Jan 2018, 12:37 pm
The franchisees have three days to comply with audit requests and supply information regarding the immigration status of their employees. [read post]
12 Jan 2018, 10:08 am
At GAO, GSA tried a number of arguments to overcome the fact that it had not complied with AbilityOne requirements. [read post]
12 Jan 2018, 8:51 am
Greenlee-Keck Coastal Equities, Inc. [read post]
12 Jan 2018, 8:48 am
The post In December 2017, FINRA Bars Registered Individuals for Failure for Comply with FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
12 Jan 2018, 8:09 am
Facebook, Inc. [read post]
12 Jan 2018, 8:09 am
Facebook, Inc. [read post]
10 Jan 2018, 1:30 pm
Consequently, employer and other plan sponsors, fiduciaries, administrators, insurers and others responsible for any benefit plan not already reviewed and updated to comply should get moving to complete the necessary review and update to meet the April 1, 2018 deadline. [read post]
9 Jan 2018, 10:46 am
Failure to Supervise Brokerage firms are required to adequately supervise their agents to ensure they are complying with FINRA rules. [read post]
8 Jan 2018, 4:31 pm
The Urban Wildlands Group, Inc. v. [read post]
7 Jan 2018, 9:00 pm
KBF INC., Astoria, NYKBF Inc. in Astoria, NY, is on notice from the FDA because of significant deviations from the Seafood HACCP regulation, under the Act. [read post]
7 Jan 2018, 6:27 am
About Solutions Law Press, Inc. [read post]
5 Jan 2018, 6:09 am
., Inc. [read post]
5 Jan 2018, 5:35 am
In addition, five days after releasing the March 4, 2017 Breach 8-K, 21CO notified investors that its subsidiary, 21st Century Oncology, Inc. [read post]
4 Jan 2018, 8:32 am
When Coinbase refused to comply, the IRS moved to enforce the summons in the U.S. [read post]
