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17 Apr 2011, 12:39 pm
Topics: CFTC Porposals that will affect your business NFA Rules you need to know about Understanding Dodd-Frank Commissioner’s response to your suggestions for the CFTC Got Leads? [read post]
17 Apr 2011, 8:21 am
Francis “Frank” Zummach was born in Milwaukee in 1911, and attended Marquette University High School and Marquette University before enrolling in the law school in 1932. [read post]
16 Apr 2011, 8:17 pm
The ‘skin in the game” rule was articulated in the Dodd-Frank Consumer Protection Act, which mandates credit risk sharing and for mortgage-backed securities (MBS) sponsors and those of other asset classes to align their interests with investors. [read post]
16 Apr 2011, 3:26 pm
Without a safe harbor, reasoned the groups, swap dealers and major swap participants would be placed in the untenable position of having to interpret the “reasonable basis to believe” requirement conservatively and conduct extensive diligence, since the Dodd-Frank Act would make them primary violators where their counterparties improperly used the end-user exception. [read post]
15 Apr 2011, 10:10 am
This is in addition to the reforms effected by the Dodd-Frank Act in the area of rating agencies. [read post]
15 Apr 2011, 8:14 am
Frank Fisher (a doctor who was prosecuted and acquitted) on The Criminalization of Pain Management. [read post]
14 Apr 2011, 5:20 pm
House hearings on the SEC-federal banking interagency proposal to implement the risk retention provisions of Dodd-Frank revealed significant concerns centering on an exemption for government-sponsored entities and 20 percent down payment to qualify for the qualified residential mortgage carve out from risk retention.The hearings were held by the Capital Markets Subcommittee Chaired by Rep. [read post]
14 Apr 2011, 11:00 am
Director Huff urged the FSOC to view insurers separately, stating “Congress recognized these important differences in the Dodd-Frank Act. [read post]
14 Apr 2011, 8:16 am
The Dodd-Frank Requirements and the State of Play Sections 731 and 764 of Dodd-Frank require regulators to adopt rules setting capital and margin requirements for uncleared swaps for swap entities (swap dealers and major swap participants) and security-based swap entities (security-based swap dealers and major security-based swap participants). [read post]
14 Apr 2011, 7:22 am
TCF National Bank, a unit of Minneapolis-based TCF Financial, filed a complaint last October claiming that the Durbin Amendment was unconstitutional. [read post]
13 Apr 2011, 4:42 pm
" Rumors of a Backroom Compromise: Jean Noonan, a corporate banking lawyer and former FTC official, says there are rumors of "a back-room deal that would combine a five-member commission with having Professor Warren at its head. [read post]
13 Apr 2011, 11:35 am
In recent remarks, he noted that the structure established by Congress in Dodd-Frank suggests that the standard for designation of hedge funds and other non-bank firms should be quite high. [read post]
13 Apr 2011, 8:43 am
Senate Banking Committee hearings on the SEC and CFTC’s implementation of the derivative provisions of Dodd-Frank focused on the end user exemption, regulatory arbitrage and the upcoming Treasury decision whether to exempt foreign exchange swaps. [read post]
Senator Hagan Will Work with SEC and Federal Banking Agencies on Proposed Risk Retention Regulations
13 Apr 2011, 5:53 am
In a letter last month to the SEC and the banking agencies, the Senators said that, under Section 941, the SEC and the federal banking agencies are directed to define qualified residential mortgage by taking into consideration underwriting and product features that historical loan performance data indicate result in a lower risk of default. [read post]
13 Apr 2011, 4:10 am
With banks under pressure from the CARD Act's regulation of fees and the pending implementation of price limits on interchange fees under the Durbin amendment to Dodd-Frank, the scary tales are periodically resurfacing about how government is about to cause the death of "free checking," this great perk that consumers have enjoyed at the bank's largesse in recent years. [read post]
12 Apr 2011, 2:03 pm
Schapiro testified on “Building the New Derivatives Regulatory Framework: Oversight of Title VII of the Dodd-Frank Act” before the United States Senate Committee on Banking, Housing, and Urban Affairs on April 12, 2011. [read post]
12 Apr 2011, 11:46 am
Instead of, you know, of the banks. [read post]
11 Apr 2011, 3:21 pm
In the view of Chairman Bachus, the Volcker provisions collide with the European universal banking model that the EU is unlikely to abandon in the spirit of regulatory harmonization. [read post]
11 Apr 2011, 11:13 am
March 2011 Law Library Acquisitions ListAfricaKQC772 .K5 2010Statutory recognition of customary land rights in Africa : an investigation into best practices for lawmaking and implementation / by Rachael S. [read post]
11 Apr 2011, 10:03 am
The Commission believes that a ring-fence could be designed to fit within the EU legal framework and should be imposed on UK-authorized banks, including UK subsidiaries of foreign banks.The ring-fencing proposal shares a common motivation and underlying philosophy with the Volcker rule being implemented under the Dodd-Frank Act. [read post]
