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23 Mar 2009, 2:14 am
We have much bigger problems than the AIG bonuses.And why do Merrill executives get to keep their bonuses when everyone else is going to have it taxed away? [read post]
22 Mar 2009, 10:16 am
Related Web Resources: SEC Charges Merrill Lynch For Failure to Protect Customer Order Information on "Squawk Boxes", SEC, March 11, 2009 SEC Administrative Proceedings Against Merrill Lynch, Pierce, Fenner, & Smith Inc., (PDF) [read post]
20 Mar 2009, 1:00 pm
Here are a few stories and items that caught my eye, but I have not had time to build-out to a full post: Reminder to Review Insider Trading Compliance by Melissa Klein Aguilar for Compliance Week The SEC settled an administrative proceeding this month involving Merrill Lynch based on the firm's failure to have adequate procedures regarding its "squawk box" to prevent day traders from overhearing and using material non-public information regarding unexecuted institutional… [read post]
20 Mar 2009, 10:20 am
UBS Financial Services, Merrill Lynch, and Citigroup are among the large investment firms that reached similar billion-dollar settlements with state regulators and the Securities and Exchange Commission. [read post]
20 Mar 2009, 10:04 am
Amid public outrage over employee bonuses at troubled firms like Merrill Lynch and the American International Group, the Federal Reserve chairman, Ben S. [read post]
20 Mar 2009, 9:51 am
Merrill Lynch's $3.6 billion bonus pool has been among the most controversial payouts on Wall Street. [read post]
20 Mar 2009, 4:30 am
Bank of America was involved in accounting for fourth-quarter write-downs at Merrill Lynch before it acquired the brokerage firm, The Financial Times reported. [read post]
19 Mar 2009, 6:00 am
Mayer Brown and a former partner escape Refco securities litigation; Merrill executives who received billions of dollars in bonus pay may now be named; and Stanford Financial's former CIO sues Lloyd's of London for legal fees. [read post]
19 Mar 2009, 5:25 am
Merrill Goozner, of GoozNews, suggests this week that there ought to be a journal dedicated solely to publishing negative results -- as soon as they're known -- as he is all hopped up due to delayed publication and/or suppression of data on adverse effects of drugs. [read post]
19 Mar 2009, 4:35 am
Cuomo is starting to unearth some of the most closely guarded secrets on Wall Street: the identities of Merrill Lynch employees who collected large bonuses even as the brokerage firm lost billions, The New York Times's Louise Story writes. [read post]
19 Mar 2009, 4:00 am
With all of the focus in the United States on the collapse of Bear Stearns, AIG, Lehman Brothers, and Merril Lynch, we may be a bit myopic in not noticing other issues around the world. [read post]
19 Mar 2009, 4:00 am
With all of the focus in the United States on the collapse of Bear Stearns, AIG, Lehman Brothers, and Merril Lynch, we may be a bit myopic in not noticing other issues around the world. [read post]
19 Mar 2009, 1:57 am
Cuomo called the decision a "victory for taxpayers" that would "lift the shroud of secrecy surrounding the $3.6 billion in premature bonuses Merrill Lynch rushed out in early December. [read post]
18 Mar 2009, 3:37 pm
Merrill of Yale Law School, Prof. [read post]
18 Mar 2009, 2:54 pm
That was the ruling made this afternoon by New York state judge Bernard Fried, who smacked down a bid by B of A to keep details confidential about individuals who received bonuses at Merrill Lynch & Co. on the eve of its merger with B of A last year. [read post]
18 Mar 2009, 2:34 pm
STATEMENT FROM ATTORNEY GENERAL CUOMO ON COURT DECISION TO FORCE BANK OF AMERICA AND MERRILL LYNCH TO TURN OVER LIST OF BONUS RECIPIENTS "Today's decision in the Bank of America case is a victory for taxpayers. [read post]
18 Mar 2009, 6:14 am
No shock here: Goldman, Bank of America, Merrill Lynch, UBS, JPMorgan Chase, Morgan Stanley, Deutsche Bank, Barclays, and on it goes. [read post]
18 Mar 2009, 3:27 am
., Professor of Law and Elizabeth and Richard Merrill Research Professor at the University of Virginia School of Law, for the following review:The Law Market as Project Large states have certain advantages. [read post]
16 Mar 2009, 10:07 am
Are we really a paper tiger when faced with the pigs at the trough at the late Merrill Lynch and the all too alive AIG? [read post]
16 Mar 2009, 6:00 am
Mind-boggling facts leave Susman lawyers arguing that they are inept, not evil; a decision in the Merrill bonus case looms this week; and the Federal Circuit rules that insuring the public health is like making an omelet. [read post]
