Search for: "Securities Investor Protection Corporation"
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30 Nov 2022, 5:16 am
The White House explained that the recommendations from the reports following the executive order will “protect consumers, investors, businesses, financial stability, national security, and the environment. [read post]
5 Nov 2008, 3:33 pm
But the Republican party and its corporate support base for tort reform is shattered. [read post]
15 Jun 2024, 6:31 am
Critics argue that these amendments would give Boards the ability to transfer broader powers than those typically involved in settling proxy contests—potentially gutting the protections that shareholders expect when they invest in a Delaware corporation and functionally permitting corporations to de facto o [read post]
15 Jun 2024, 6:31 am
Critics argue that these amendments would give Boards the ability to transfer broader powers than those typically involved in settling proxy contests—potentially gutting the protections that shareholders expect when they invest in a Delaware corporation and functionally permitting corporations to de facto o [read post]
12 Dec 2018, 12:18 pm
Under international law, the U.S. has typically relied on the “protective principle” to justify such laws on the theory that trade with certain countries threatens U.S. security or interferes with the operation of its government functions. [read post]
9 Nov 2010, 7:44 am
Second, the proposed rule states that, in determining the amount of an award, the SEC must consider: the significance of the information provided by a whistleblower to the success of the Commission action or related action; the degree of assistance provided by the whistleblower and any legal representatives of the whistleblower in the Commission action or related action; the programmatic interest of the Commission in deterring violations of the securities laws by making awards to… [read post]
15 Jul 2014, 4:18 am
Second, sophisticated investors—even if minority investors—will be likely to add minority shareholder protections contractually into their investor agreements as prerequisite to investing in a Texas corporation. [read post]
24 Mar 2014, 8:44 am
Hildes, on the right of an investor to sue over a registration statement that had not existed at the time the investor had bought the security. [read post]
3 Jan 2024, 9:01 pm
This latest consultation recognises that the reforms will remove some protections afforded to investors by the current, more prescriptive listing rules. [read post]
21 Dec 2011, 8:02 pm
It's an institution that will barely lift a finger for brutalized protesters or citizens routinely humiliated and detained due to security theater. [read post]
3 Nov 2016, 9:30 pm
Department of Justice (DOJ) and the state of California, and which is reportedly likely to focus on whether Wells Fargo should have disclosed to its investors the fact that it was being investigated for opening unauthorized consumer accounts before a $185 settlement between the bank and the Consumer Protection Financial Bureau (CFPB) was announced in September. [read post]
22 Oct 2010, 6:17 pm
Moreover, the interests of investors in having access to accurate financial statements requires that the tax work papers be protected. [read post]
13 Sep 2007, 2:09 am
Operators of adult social networking Web sites are scared.Kevin Nyland, vice president of corporate communications and investor relations for PlanetOut Inc., owner of Gay.com, didn't want to comment, fearing politicizing the issue. [read post]
7 Jul 2022, 6:03 am
This includes hearing from all the company’s stakeholders – investors, employees, managers, customers – which will inform the company’s position. [read post]
23 May 2008, 2:04 am
Who, I ask, protects the freedom of the free market? [read post]
28 Mar 2011, 3:15 pm
"EPA stands by the order issued to Range Resources and seeks to secure Range's full compliance," said EPA's statement. [read post]
4 May 2007, 10:47 am
Lenders require appraisals to protect themselves from the people who are tempted to misrepresent the value of security in order to get their hands on more money. [read post]
6 Apr 2011, 7:01 am
We’re not international securities lawyers, so it may be an open question as to how well this kind of protection would hold up in U.S. courts. [read post]
4 Apr 2024, 10:54 am
Or the one who reported on the securities scheme that bilked investors out of billions of dollars. [read post]
17 Oct 2011, 3:11 am
K 1335 F46 2006 Financial gatekeepers : can they protect investors? [read post]
