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13 Mar 2013, 11:50 am
The United States District Court for the Southern District of New York dismissed the complaint, relying upon the Supreme Court’s decision in Credit Suisse Securities (USA) LLC v. [read post]
13 Mar 2013, 5:14 am
According to reports, FINRA is investigating Tony Thompson and his broker-dealer, TNP Securities LLC, for failing to turn over documents to FINRA. [read post]
7 Mar 2013, 8:38 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
1 Mar 2013, 11:44 pm
On 27 February 2013, Research Affiliates, LLC (‘RA’) filed an application for leave to appeal the decision of a single judge in the Federal Court of Australia, which upheld the Patent Office’s rejection of a patent application directed to the construction and use of passive portfolios and indexes for securities trading. [read post]
25 Feb 2013, 8:47 pm
Labor Department officials announced Deerebuilt LLC in Ardmore, Okla., has paid $85,105 in overtime back wages to 112 current and former employees following a W&HD investigation that found that the employer paid “straight time” for all hours worked, failing to pay overtime at time and one-half employees’ regular rates of pay for hours worked beyond 40 in a workweek, as required by the FLSA. [read post]
14 Feb 2013, 2:12 pm
These races will present ample opportunity for political participation throughout the year by individuals, corporations, unions, trade associations, PACs and organizations from around the country. [read post]
13 Feb 2013, 11:58 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
13 Feb 2013, 11:16 am
When recommending non-traded REITs, brokers, motivated by the high commission, often market these investments as safe and secure, putting their own interests ahead of their clients. [read post]
13 Feb 2013, 8:39 am
Big Data is transforming national security capabilities. [read post]
13 Feb 2013, 5:16 am
The link will be updated when available.A judge of the Federal Court of Australia has dismissed the appeal by Research Affiliates, LLC (‘RA’) against two decisions of the Australian Patent Office rejecting two patent applications relating to the construction and use of passive portfolios and indexes for securities trading. [read post]
12 Feb 2013, 1:00 pm
The case discussing preemption is unreported and not binding on any other New Jersey court, SCS Healthcare Marketing, LLC v. [read post]
11 Feb 2013, 9:33 am
The secondary market for non-traded REITs often pays substantially less than the stated book value. [read post]
7 Feb 2013, 5:20 am
The Securities and Exchange Commission filed charges against a fund manager and its subadviser for their extensive use of derivatives. [read post]
7 Feb 2013, 5:20 am
The Securities and Exchange Commission filed charges against a fund manager and its subadviser for their extensive use of derivatives. [read post]
5 Feb 2013, 9:58 pm
™ Solutions Law Press, Inc. [read post]
4 Feb 2013, 12:16 am
For example, in its 2010 study of securities class action litigation in Australia (refer here), NERA Economic Consulting identified the emergence of litigation funding as the most significant development behind the increase in securities class action litigation that country. [read post]
1 Feb 2013, 5:30 am
Laser Pegs®, maker of the toy industry’s first lighted toy construction set, recently announced it is suing Lite Brix for unfair competition and willful patent and trade dress infringement.The filed complaint suggests that at a toy fair in 2011, Capriola was approached by Larry Rosen of Larose Industries LLC with an interest in investing in Laser Pegs. [read post]
29 Jan 2013, 12:00 am
· In Soverain Software LLC v. [read post]
28 Jan 2013, 9:46 am
A class action lawsuit filed in December 2012 alleges that the fund deviated from an announced strategy of investing in debt securities by trading in high-risk credit default swaps. [read post]
28 Jan 2013, 6:15 am
As of April 1, LPL reps no longer can source those kinds of mutual funds directly from a fund sponsor such as ProFund Advisors LLC or Rydex Funds. [read post]
