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10 Feb 2014, 6:10 am
The buyer’s advisors must examine matters related to the corporation, real and personal property, environmental issues, potential litigation, employee matters, intellectual property, service contracts, and any obligations to be assumed by the buyer. [read post]
13 May 2009, 2:30 pm
The replacement search was led by Nathan Leventhal, Chairman of the Mayor's Committee on Appointments, and Andrea Shapiro Davis, Special Advisor to the Mayor. [read post]
23 Feb 2009, 12:02 pm
"Through this fraudulent scheme, SIB acting through a network of SGC financial advisors has sold approximately $8 billion of self-styled 'certificates of deposits' by promising high return rates that exceed those available through true certificates of deposits offered by traditional banks," the SEC alleges in the complaint. [read post]
22 May 2024, 11:15 pm
Mosley has had a long history of public service, serving as a Legislative Analyst and Oversight Investigator for the New York City Council, Senior Consultant to the New York State Assembly, and Senior Advisor to the Deputy Speaker of the New York State Assembly prior to becoming a member of the New York Legislature in 2013. [read post]
26 Oct 2022, 2:30 am
• Despite the on-going Covid-19 restrictions, the IPO engaged directly with over 45,000 businesses and business advisors last year. [read post]
18 Nov 2014, 8:46 am
Proposed Rule 2390, which is clearly modeled on Rule 206(4)-5, would restrict FINRA’s member firms from engaging in distribution or solicitation activities on behalf of registered investment advisers that provide or seek to provide investment advisory services to government entities if “covered employees” of those advisors make a disqualifying political contribution. [read post]
22 May 2024, 11:15 pm
Mosley has had a long history of public service, serving as a Legislative Analyst and Oversight Investigator for the New York City Council, Senior Consultant to the New York State Assembly, and Senior Advisor to the Deputy Speaker of the New York State Assembly prior to becoming a member of the New York Legislature in 2013. [read post]
28 Jan 2020, 7:16 am
The ALI Advisor has more information regarding this project. [read post]
8 Jun 2023, 12:33 pm
This can include your attorney, financial or tax advisors, insurance agents, and healthcare providers. [read post]
28 Apr 2015, 9:30 pm
He served as my dissertation advisor at Wisconsin during the 1970s. [read post]
27 Jul 2017, 12:51 pm
Axiom Investment Advisors, LLC v. [read post]
21 Aug 2020, 6:43 pm
The projections thus fell within the safe harbor.The shareholder then took issue with Tesco's financial advisor's fairness opinion, which, he asserted, should have included his "prophecy" of rising oil prices. [read post]
13 Mar 2016, 10:31 am
Examiners are also instructed to review the taxpayer's financial statements to make sure they line up with the transfer price documentation being provided. [read post]
6 Aug 2024, 10:00 am
Commencement of the Tender Offer Learn how to commence a tender offer, from drafting the merger agreement and preparing required SEC filings, to understanding what legal and financial advisors are generally retained and navigating the tender offer period. [read post]
15 Feb 2007, 12:17 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
31 Jan 2018, 3:00 am
And you can’t outsource that level of attention to a financial advisor. [read post]
21 Feb 2024, 3:05 am
The inability to understand and manage AI risks can spiral businesses into long-term compliance troubles, financial and reputational damages, and legal repercussions. [read post]
18 Sep 2018, 6:00 am
The following are the top three types of breaches observed for each of the following industry sectors: Manufacturing: financial statements (17%); material contracts (16%) and tax (13%) Health & pharma: compliance with laws (31%), tax (20%) and financial statements (15%) Technology: tax (25%), intellectual property (19%) and financial statements (12%) Financial services: financial statements (25%), material contracts (23%) and compliance with… [read post]
26 Nov 2019, 7:33 am
Edwards & Sons, Inc H&R Block Financial Advisors Leeuw, Nancy Leeuw, Perry PFS Investments Inc Primerica Financial Services Brian Decker Worden Capital Management LLC Legend Securities Jones, Johnnie National Securities Corporation John Thomas Financial Misseri, Bernardo Legend Securities, Inc JP Turner & Company Oakes, Thomas Royal… [read post]
1 Dec 2017, 6:17 am
Posted by Robert Richardson, Glass, Lewis & Co., on Thursday, November 30, 2017 Tags: Boards of Directors, Engagement, Institutional Investors, Proxy advisors, Proxy voting, Shareholder meetings, Shareholder rights, Virtual meetings Does Financial Misconduct Affect the Future Compensation of Alumni Managers? [read post]
