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13 Mar 2020, 1:51 pm
Morgan, Credit Suisse, Bank of America Merrill Lynch, and Jefferies serving as underwriters for the offering. [read post]
28 Dec 2023, 10:22 am
District Court for the Southern District of Florida in Merrill Lynch, Pierce, Fenner & Smith v. [read post]
7 Apr 2008, 12:26 pm
Other firms such as Merrill Lynch, Citigroup Inc. and Morgan Stanley have opted not to mark down customer portfolios even though many firms are marking down auction-rate securities in their own portfolios. [read post]
14 May 2014, 8:48 am
As many of you know, the first sale doctrine—allowing purchasers of legal copyrighted works to re-sell, lend, rent, or give them away—has been an important part of U.S. copyright law since the Supreme Court recognized it in Bobbs-Merrill v. [read post]
26 Mar 2012, 8:59 am
Three clergy who work with Americans United -- Rabbi Merrill Shapiro, the Rev. [read post]
12 Dec 2011, 6:20 am
Illinois, which he described as revealing a “solidifying Confrontation Clause majority,” while Thomas Merrill predicts that PPL Montana v. [read post]
15 Feb 2023, 9:29 am
(CRD#:628), CHICAGO, IL, B, 06/26/2017 – 06/12/2019, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691), MOUNT PROSPECT, IL FINRA Attorneys to Recover Investment Losses The Financial Industry Regulatory Authority (FINRA) operates the largest securities dispute resolution forum in the United States, and provides a fair and effective venue to handle a securities-related dispute. [read post]
23 Jan 2014, 10:39 am
Weatherford International Ltd.Case number: 13-cv-03500 (United States District Court for the Southern District of Texas)Case filed: November 26, 2013Qualifying Judgment/Order: December 19, 2013 01/17/2014 04/17/2014 2013-123 In the Matter of Merrill Lynch, Pierce, Fenner & Smith Inc.Administrative Proceeding File No. [read post]
31 Dec 2008, 4:07 pm
In August, Cuomo (Fordham, Albany Law) orchestrated a spate of settlements to have Merrill, Citi and UBS buy back more than $35 billion of illiquid auction-rate securities. [read post]
23 Mar 2015, 11:00 am
“Regardless of how much wealth you have,” says Gregory Popera, a private wealth adviser with Bank of America Merrill Lynch, “having some type of estate plan and financial power of attorney are sort of the financial building blocks to make sure your assets go where you want them to go. [read post]
20 Jul 2012, 12:16 am
A few years ago, we wrote about an ISP, Calyx, which challenged an NSL it received, and had to fight the DOJ in complete secrecy for years, until the DOJ basically dropped the request and allowed Calyx's Nicholas Merrill to go public with the details of the legal fight. [read post]
15 Apr 2019, 2:35 pm
’s real estate market,” said Nancy Merrill, president of the Law Society of BC. [read post]
2 Jul 2015, 10:35 am
By: Merril Hirsh, James M. [read post]
29 Mar 2012, 5:25 am
Founded by former Google CIO, Douglas Merrill, it appears to be an attempt at short-term consumer lending with a Google-like "don't be evil" approach and markets itself as an alternative to payday loans.The venture caught my eye when mentioned in the New York Times this weekend as part of a story about Gil Ebaz's work of adding value to different services by providing better, more reliable data. [read post]
18 Feb 2008, 8:45 am
Read what happened thereafter in Merrill Goozner's November 27, 2006 article, "CABG from NEJM on Thanksgiving", which he posted at Gooznews.com (2/19/08) [read post]
21 Feb 2018, 10:42 am
He has multiple customer complaints listed on his BrokerCheck report, and was dismissed from his former employer, Merrill Lynch, Pierce, Fenner and Smith in 2008 for allegations of exercising discretion in a customer’s account without written authorization. [read post]
23 Feb 2012, 8:55 pm
Goldman Sachs Mortgage-Backed Securities Suit Granted Class-Action Status, Bloomberg, February 3, 2012 $698 Million Class Can Sue Goldman, Courthouse News Service, February 7, 2012 More Blog Posts: Goldman Sachs CEO Hires Prominent Defense Attorney in the Wake of Justice Department Probe into Mortgage-Backed Securities, Institutional Investor Securities Fraud Blog, August 24, 2011 Mortgage-Backed Securities Lawsuit Against Bank of America’s Merrill Lynch Now a Class Action Case,… [read post]
14 Jul 2011, 7:02 am
Merrill Dow Pharmaceuticals. [read post]
3 Feb 2012, 11:43 am
Bank of America and Merrill Lynch (now merged) settled 15 cases, but received 39 waivers. [read post]
19 Sep 2008, 11:25 am
But all of the blame in the world won’t bring back Lehman (LEH) or Merrill (MER), no matter how many times John McCain clicks his heels. [read post]
