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29 Jul 2021, 2:05 pm
A critical development during this period was Nikola’s merger with VectorIQ Acquisition Corp., a special purpose acquisition company (SPAC). [read post]
7 Jan 2016, 9:21 am
Please find Norges Bank’s decision here and belowPlease find the Council on Ethics’ summary of its recommendation here and the full recommendation here and below.ZTE Corp is a privately operated state owned enterprise with substantial private investment in its securities. [read post]
11 Apr 2007, 1:10 am
YTK Corp. [read post]
18 Feb 2011, 5:11 pm
DKR bought for ¥1.5 billion (that’s $18 million) the swap from Merrill for insurance against a certain debt obligation of Urban Corp. [read post]
25 Jul 2018, 11:25 am
For example, Aegis Capital Corp. [read post]
28 Dec 2010, 2:11 pm
The SEC also sought charges by the following entities that were controlled by Spitzer: Kenzie Financial Management, Inc.; Kenzie Services LLC; Draseena Funds Group, Corp.; Nerium Management Co.; Aneesard Management LLC; DN Management Co. [read post]
18 Jan 2017, 8:10 am
Corp. v. [read post]
8 Aug 2019, 10:56 am
In both cases, shoe retailers required employees to undergo brief security checks before leaving the store. [read post]
1 Jun 2009, 6:20 am
In the article, Isaacs and Farley review the Federal Circuit's Crater Corp. [read post]
13 Aug 2015, 5:00 am
No Action Letter August 6, 2015 Incoming Request Letter rom Citizen VC CitizenVC No Action Letter Gives Guidance for Online Private Placements by Chip Phinney in Mintz Levin’s Securities Matters General Solicitation & Reg D: Corp Fin Issues 12 New CDIs (& a No-Action Letter) in Corporate Counsel .net Updates on private placements [read post]
18 Sep 2016, 8:09 am
The investigation also includes Platinum Credit Holdings LLC, Platinum Credit Management LP, Platinum Partners Value Corp., and Platinum Management (NY) LLC. [read post]
2 Aug 2009, 9:18 am
Corp. v. [read post]
29 Jul 2009, 10:18 pm
Corp. v. [read post]
24 Oct 2008, 4:02 pm
BANKING LAW, CIVIL PROCEDURE, SECURITIES LAW Morrison v. [read post]
26 Mar 2012, 7:23 am
According to his plea agreement, Kravitz was an independent client investment representative with LPL Financial Corp., formerly Waterstone Financial Corp., and sold securities through those financial institutions. [read post]
14 Oct 2008, 12:54 pm
- $235 million for Prudential's share of a legal settlement involving Wachovia Securities, a retail securities brokerage joint venture owned by Prudential and Wachovia Corp., Charlotte, N.C. [read post]
6 Apr 2021, 8:04 am
Application of Key Domestic and International Legal Principles to Key Theaters Iraq: At the direction of former President Trump, U.S. forces conducted an air strike in Iraq on January 2, 2020, killing Major General Qassem Soleimani, leader of Iran’s Islamic Revolutionary Guard Corps-Qods Force. [read post]
24 Jan 2019, 3:06 am
Just like Corp Fin’s shutdown FAQ #5 instructs, the cover page sets the proposed offering price and says: This registration statement shall hereafter become effective in accordance with the provisions of Section 8(a) of the Securities Act of 1933. [read post]
16 Jun 2021, 2:10 pm
The title insurance company, First American Financial Corp., which neither admitted or denied the charges, agreed to a cease-and-desist order and to pay a penalty. [read post]
6 Mar 2015, 5:13 am
” In its October 2014 decision in In re NVIDIA Corp. [read post]
