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Morgan Stanley, its affiliates, and Morgan Stanley financial advisors and private wealth advisors do not provide tax or legal advice and are not “fiduciaries” (under the Employee Retirement Income Security Act (ERISA), the Internal Revenue Code, or otherwise) with respect to the services or activities described herein, except as otherwise provided in writing by Morgan Stanley and/or as described at www.morganstanley.com/disclosures/dol. [read post]
11 Oct 2023, 8:15 am by Anita Edwards and Simon Lovegrove (UK)
Resilience standards, and macroprudential policy more generally, aim to prevent such systemic risks that lead to disruption to the provision of financial services. [read post]
19 Jan 2023, 5:43 pm by jaxlawcenter
Additionally, many people will experience a drop in their credit score which could impact your ability to purchase goods or services on credit in the future. [read post]
6 May 2011, 2:48 am by atussey@mortgagefraudblog.com
Paul Redondo, 34, Meridian, Idaho, was sentenced in federal court to three years' probation, three months of home detention, and 80 hours of community service for misdemeanor theft from a financial institution. [read post]
10 Feb 2011, 5:24 pm by James Hamilton
Randy Neugebauer (R-TX), Chairman of the Oversight and Investigation Subcommittee of the House Financial Services Committee. [read post]
Commission Delegated Regulation (EU) of 22 February 2024 supplementing DORA by specifying the criteria for the designation of ICT third-party service providers as critical for financial entities. [read post]
26 Nov 2019, 7:46 am by Keith Powell
Investment Advisory Services offered through SCF Investment Advisors, Inc. 155 E Shaw Ave., Suite 102, Fresno, CA 93710 * (800) 955-2517. [read post]
17 Jun 2021, 3:30 am by Lynn Jokela
Here’s the abstract from the study: We investigate whether new audit committee (AC) chairs provide more effective monitoring of the financial reporting process when they have firm-specific knowledge, proxied for by prior service on the firm’s AC. [read post]
23 Aug 2011, 3:19 pm by Legal Profession
Service to this blog is now restored after the Great East Coast Earthquake of 2011. [read post]
26 May 2015, 11:14 am by Robert B. Moyle
On May 20, the FHFA announced that Fannie Mae and Freddie Mac are issuing new finalized operational and financial eligibility requirements for mortgage seller/servicers. [read post]
16 Mar 2011, 11:42 am by James Hamilton
House Financial Services Committee Chair Spencer Bachus (R-Ala) has introduced legislation that would replace the Director of the Bureau of Consumer Financial Protection with a bipartisan Commission of five members at the Bureau, modeled on the SEC and FTC. [read post]
1 Mar 2012, 11:58 am by Jeremiah Frei-Pearson
Of course, charging service members more than civilians is not just immoral, it is illegal. [read post]
21 Mar 2020, 9:33 am by Richard Symmes
This mortgage relief is not automatic and borrowers should contact their mortgage servicers to request assistance. [read post]
27 Feb 2024, 2:39 pm by David Cosgrove
There is no reason to believe that the courts would not apply the same public policy to financial advisers and the intended beneficiaries of their services. [read post]
18 May 2021, 8:55 pm by Simon Lovegrove (UK)
The FCA is also proposing that CMCs must notify it of certain connections they have or had with financial services activity and with persons involved in financial services activity. [read post]
20 Nov 2009, 1:55 pm
Divorce is around the corner - how do you protect your financial interests while your marriage dissolves - read: Financial Decisions to Make as You Divorce, by RON LIEBER, published in The New York Times. [read post]
17 Nov 2021, 12:58 pm by skelly
Some commenters pointed to the New York State Department of Financial Services Guidance on Managing the Financial Risks from Climate Change, released on November 15 and discussed in an earlier InsureReinsure Blog post, as a guide for future regulator expectations of the insurance industry. [read post]