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18 Nov 2009, 1:07 am
  Similarly, on November 6, 2009, plaintiffs’ lawyer initiated a securities class action lawsuit against jewelry retailer Zale Corp. [read post]
28 Oct 2021, 3:30 pm by anne
The Securities and Exchange Commission this week secured court approval of a $38.8 million settlement with music streaming business Akazoo S.A. [read post]
1 Mar 2007, 11:25 am
The individuals charged include a Morgan Stanley lawyer and her husband, an institutional client manager in the equity research department UBS AG’s securities unit, registered representatives in the securities businesses of Bear Stearns Cos. and Bank of America Corp. and several hedge fund employees. [read post]
18 May 2010, 6:31 am by admin
Known as Corp Fin, this Division is responsible for reviewing filings by public companies under the Securities Act of… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
2 Feb 2015, 7:01 am by Daniel Robertson
  FHLB originally filed the claims in the Superior Court of California, County of San Francisco in 2010 against Bank of America Corp., Credit Suisse Securities (USA) LLC, Countrywide Financial Inc., Deutsche Bank Securities, Inc. and other banks concerning 229 RMBS transactions. [read post]
7 Apr 2015, 5:20 pm by Steven Boutwell
., and First Reserve Corp announced a major investment project that will bring U.S. natural gas to central Mexico. [read post]
24 May 2018, 10:00 am by Liz Kramer
SCOTUS finally delivered its decision today in Epic Systems Corp. v. [read post]
25 Jan 2010, 5:33 am by Gritsforbreakfast
The Texas Forensic Science Commission will meet on Friday in Harlingen, about as far away from the capitol press corps as the new chairman could set the meeting. [read post]
19 Oct 2009, 4:00 am by Peter A. Mahler
There are a couple of lessons to be learned from a recent decision by Nassau County Supreme Court Justice Daniel Palmieri in a quirky case called The Woods Knife Corp. v. [read post]
7 Jan 2020, 4:08 am by Robert Black
Soleimani was a top Iranian general and the commander of the Islamic Revolutionary Guard Corps's Quds Force, Iran's elite special operations force. [read post]
28 Aug 2013, 4:18 am by Broc Romanek
A long while back, I conducted a poll regarding which nomenclature is most used by members when referring to Corp Fin's "Compliance & Disclosure Interpretations." [read post]
2 Nov 2009, 2:05 am
The nine banks, based in California, Illinois, Texas and Arizona, had been owned by FBOP Corp., a privately held Illinois-based bank holding company. [read post]