Search for: "Securities Investor Protection Corporation"
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14 Jun 2021, 8:30 am
“Companies must be required to report on the issues they claim to care about to attract investors and consumers who also care about those issues. [read post]
27 May 2024, 12:48 pm
The prevailing views and expectations of shareholders are influenced by the voting guidelines published by large institutional investors and proxy advisory firms. [read post]
26 Feb 2014, 1:46 pm
Area of Protection or Non-Competition. [read post]
26 Feb 2014, 1:46 pm
Area of Protection or Non-Competition. [read post]
19 May 2016, 2:33 pm
More recently, on March 31, 2016, the SEC charged Navistar International Corp. with misleading investors about its development of an advanced technology truck engine and its potential certification by the Environmental Protection Agency (“EPA”). [read post]
4 May 2021, 1:08 pm
Securities and Exchange Commission (the “SEC”) . [read post]
2 May 2011, 8:12 am
On March 30, 2011, the SEC proposed rules that would require U.S. stock exchanges to adopt new corporate governance requirements for compensation committees of listed issuers of equity securities. [read post]
24 Sep 2009, 2:05 pm
This body could be comprised of representatives from the relevant institutions: the federal Department of Finance, the Canadian Securities Commission (to be formed), OSFI, the Canada Deposit Insurance Corporation, the Financial Consumer Agency of Canada and the Bank of Canada. [read post]
11 Apr 2013, 10:12 am
Ultimately, the benefit is to provide payment transparency, he said, and also to provide information to investors. [read post]
2 Jan 2014, 6:00 am
The district court granted summary judgment in favor of Sidense Corporation. [read post]
11 Nov 2016, 4:07 am
” Section 13(d), instead, “is intended to ‘alert investors in securities markets to potential changes in corporate control and . . . provide them with an opportunity to evaluate the effect of these potential changes. [read post]
17 Mar 2024, 7:14 pm
Steel Corporation securities. [read post]
20 Nov 2018, 2:28 pm
The report notes that the types of securities violations reported by whistleblowers have remained generally consistent over the last seven years. [read post]
17 Nov 2019, 2:44 pm
” This was new policy territory for technology companies, and to a great extent new territory for legislators, academics, investors and human rights advocates. [read post]
12 Feb 2010, 9:00 am
" New York City Council Speaker Christine Quinn said, "All residents of our city deserve to live with security and peace of mind. [read post]
2 Sep 2011, 1:58 pm
There the plaintiffs asserted claims of securities fraud based on alleged fraudulent statements made by Halliburton. [read post]
21 May 2022, 11:11 am
Reg. 53.4945-4(a)(2)Recoverable grants are not defined in the regs, but Mission Investors Exchange defines them as “an agreement under which a grantee commits to repay a grant under certain circumstances, generally, if the project financed by the grantor is financially successful. [read post]
25 Jul 2020, 12:06 am
” Improve the protection for small investors (relates to ongoing initiatives by the Shanghai Financial Court) and is connected with the most recent conference summary on bond disputes (全国法院审理债券纠纷案件座谈会纪要). [read post]
21 Oct 2015, 11:41 pm
Some of this debt is secured using statutory mechanisms that would be complicated to unwind. [read post]
19 Nov 2009, 6:26 am
The proposed new resolution authority could potentially apply to any US financial company and its covered subsidiaries (that is, all US subsidiaries other than insured depository institutions, insurance companies or broker-dealers that are members of the Securities Investor Protection Corporation), if certain financial distress and systemic risk determinations are made. [read post]
