Search for: "Frank Banks"
Results 3861 - 3880
of 5,207
Sort by Relevance
|
Sort by Date
16 Mar 2011, 7:49 am
First, the other firms have large capital markets practices, and their investment bank and hedge fund clients would be unhappy with the proposed changes. [read post]
16 Mar 2011, 4:07 am
While attention may for the moment be focused on the big banks, there's no reason to assume that the interest in more quantitative disclosure will stop there. [read post]
15 Mar 2011, 12:39 pm
For some, the OCC and national banks won in Dodd-Frank merely because it refers to Barnett. [read post]
15 Mar 2011, 10:20 am
Bank of America has invoked the arbitration agreement and in August, a district court judge agreed with the bank. [read post]
15 Mar 2011, 9:31 am
Chairman Garrett asks if the CFTC will impose Basel capital requirements on non-bank swap dealers. [read post]
15 Mar 2011, 6:00 am
This will lump together banks, credit unions, broker-dealers and investment advisers. [read post]
15 Mar 2011, 6:00 am
This will lump together banks, credit unions, broker-dealers and investment advisers. [read post]
14 Mar 2011, 4:15 pm
Recent public comments indicate that the CFTC is failing to adequately conduct cost-benefit analysis required by the Commodity Exchange Act or the principles of a recent Executive Order in adopting regulations to implement the derivative provisions of Title VII of Dodd-Frank, one of the most significant regulatory overhauls in decades, said House Agriculture Committee Chair Frank Lucas (R-OK) and Commodities Subcommittee Chair Mike Conaway (R-TX). [read post]
14 Mar 2011, 8:45 am
The OLA is roughly modeled on the existing receivership process for banks, where the Federal Deposit Insurance Corporation will act as receiver. [read post]
14 Mar 2011, 4:30 am
")Frank Zappa - "Heavenly Bank Account" ("He says the grace while the lawyers chew. [read post]
12 Mar 2011, 12:58 pm
The hedge fund industry has asked the SEC to adopt in the Dodd-Frank mandated municipal advisor rules a clear, consistent definition of municipal advisor that does not apply to an investment adviser managing a pooled investment vehicle that has both municipal entity and non-municipal entity investors. [read post]
12 Mar 2011, 11:17 am
Consequently, hedge funds are substantially less likely to contribute to systemic risk by causing the failure of a systemically significant counterparty, such as a major bank. [read post]
11 Mar 2011, 12:43 am
Berkeley Business Law Journal are co-hosting a symposium today on the Dodd-Frank Act and financial regulatory reform. [read post]
10 Mar 2011, 7:53 pm
Regulation II implements the interchange fee provisions of the Dodd-Frank Act. [read post]
10 Mar 2011, 7:33 pm
One bank official said that the draft, if implemented in its current form, would force many of the nation's banks to stop underwriting mortgages altogether because they wouldn't be able to manage the new costs of servicing home loans under the proposed agreement. [read post]
10 Mar 2011, 4:55 pm
Under Dodd-Frank, the fees must be adjusted to match the appropriation. [read post]
10 Mar 2011, 1:22 pm
Robert Hurt (R-VA) urged the SEC to provide small banks with an end user exemption. [read post]
10 Mar 2011, 8:00 am
In addition, the Agencies propose expanding coverage beyond that required by Dodd-Frank to include uninsured branches and agencies of non-U.S. banks and the Federal Home Loan Banks. [read post]
9 Mar 2011, 1:37 pm
National Australia Bank which essentially severed the foreign reach of Section 10(b) of the Securities and Exchange Act of 1934. [read post]
9 Mar 2011, 12:23 pm
Section 975 of Dodd-Frank directs the SEC to set up an effective registration and examination program for municipal financial advisors. [read post]
