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2 Feb 2016, 1:15 pm
  Under its operating rules, the Pension Fund Global, after review of individual investment decisions, determine that an object of investment has  breached its rules of investment. [read post]
14 Dec 2015, 4:55 am by Randi Morrison
In drafting its final rules, the SEC can rely on both new comments and comments that were received on the original proposal. [read post]
7 Jun 2023, 5:00 am by Guest Author
This essay was originally published in Administrative & Regulatory Law News, the quarterly magazine of the American Bar Association’s Administrative Law and Regulatory Practice Section. [read post]
8 Apr 2019, 4:08 pm by Dennis Kennedy
This portfolio approach works in investing generally and applies to this area as well. [read post]
31 Jan 2022, 4:05 am by Joseph Kim
Originally posted on VTSAX vs. [read post]
23 Feb 2012, 9:55 am by Eric Schweibenz
  More specifically, Microsoft pointed to its investments to develop Windows Phone 7 and integrate it on original equipment manufacturer’s mobile devices to satisfy the economic prong for U.S. [read post]
24 May 2017, 9:32 am by Jay Modrall
  DSM Mid-term Review In the Mid-Term Review, the Commission notes that it has acted on all 16 of the originally announced DSM action items, delivering 35 legislative proposals and policy initiatives. [read post]
21 Jun 2011, 10:17 am
In turn, that trust issued bond certificates to investors seeking a stable investment. [read post]
28 Apr 2010, 8:29 pm by Gene Quinn
Thus, Briefing.com is free-riding on Dow Jones investments in gathering and reporting the news in a timely fashion. [read post]
30 Apr 2024, 9:05 pm by renholding
Indeed, in many ways, the great U.S. investment banking pioneer John Pierpont (JP) Morgan could arguably lay claim to being America’s (if not the world’s) original private equity trailblazer in the late-nineteenth and early-20th century. [read post]
26 Aug 2011, 2:58 pm by StartUpAdmin
Yes, founders can take advantage of Section 1202, but only if they acquire C corporation stock on its original issue from the corporation. [read post]
5 Aug 2009, 6:05 am
" FINRA also acknowledges the risk of legal challenges to the validity of life settlements, such as STOLI (stranger originated life insurance) or life insurance procured in violation of applicable insurable interest law or in violation of  other laws against fraud: Retail investors may be attracted to related products that pay a higher yield than conventional investments or, in some cases, guarantee a return by a specific date, without being aware that generally,… [read post]
5 Apr 2011, 2:53 pm by Dennis Hursh
  They do this by providing an objective assessment of the potential risks and rewards of various alternatives, by taking a holistic view of our circumstances and by keeping us free of distraction and focused on our original goals. [read post]
4 Sep 2009, 3:09 pm
” The original challenge by the trustor to the wisdom of the advice that lead her to establish a unit trust in the first instance was barred by the Court as untimely. [read post]
27 Nov 2013, 7:58 am by Adam Gana
” The original Glass-Steagall Act of 1933 was passed during the Great Depression to regulate the financial market. [read post]
1 Oct 2014, 2:51 pm by Stefan Passantino
” (Order. p.2)  The complaint should have been brought originally, in the opinion of the trial court, directly to the US Court of Appeals for the District of Columbia under a provision of the Investment Advisers Act which calls for all challenges of an “order” of the SEC to be brought before that court. [read post]
16 Nov 2011, 7:22 pm by Jordan D. Maglich
 However, language in the Motion alludes to the expectation that total recovered assets will likely fall below that of investor's original invested principal: With limited proceeds available for distribution, the Claims Procedures will ensure that the available proceeds are maximized and distributed to Claimants that hold valid Claims and that submitted proofs of claim prior to the deadline for doing so. [read post]
19 Jan 2011, 3:10 am by Scott A. McKeown
 The more common of the two, absolute intervening rights, precludes infringement liability prior to issuance of new/amended claims if such claims are not substantially identical in scope to the claims of the original patent. [read post]
21 Jun 2018, 8:38 am by Tom Bolt
The original legislation did not include the Virgin Islands or other American territories. [read post]