Search for: "Securities Investor Protection Corporation"
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20 Apr 2010, 8:00 am
The primary materials for this post are available on the DU Corporate Governance website. [read post]
19 Apr 2010, 8:00 am
See Securities and Exchange Commission v. [read post]
19 Apr 2010, 6:00 am
The complaint is posted on the DU Corporate Governance web site. [read post]
19 Apr 2010, 4:00 am
It shows the consequences of an almost entirely unregulated market and the inability, in these circumstances, of large investors (ABN-Amro and IKB, a German Bank) to protect themselves. [read post]
19 Apr 2010, 1:06 am
Sophisticated investors and institutions have the right to security in their property rights to privately negotiated agreements with other sophisticated investors and institutions. [read post]
18 Apr 2010, 4:52 am
Usually, corporate lawyers are unavailable on short notice to work weekends. [read post]
14 Apr 2010, 3:55 am
” “Documents obtained by the Subcommittee also show that, at a critical time, Washington Mutual selected loans for its securities because they were likely to default, and failed to disclose that fact to investors. [read post]
13 Apr 2010, 10:37 am
Oh, and its credit-card business frequently announces "new terms" in the unilateral contracts that get almost no consumer protection pushback. [read post]
12 Apr 2010, 3:06 am
The argument submitted by the author is therefore that protection of purchasers of financial products should focus of the nature and consequences deriving from liability triggered by reliance on negligent misstatements concerning economic information which induces investors to purchase ‘junk bonds’. [read post]
9 Apr 2010, 2:33 am
From time to time, the SEC reiterates its view of the critical role companies’ outside directors play in safeguarding investors’ interests. [read post]
6 Apr 2010, 1:58 am
" She found that other statements on which plaintiffs sought to rely were forward looking and protected by the safe harbor. [read post]
5 Apr 2010, 10:21 am
Supporting such an exemption is the fact that only SharesPost members with a password protected account are able to participate in postings, only accredited investors can be SharesPost Buyers, and only sellers holding their shares for at least a year can be SharesPost Sellers. [read post]
2 Apr 2010, 7:21 am
Mr.A was not concentrating on the affairs of the Company thinking that his rights and interest are secured to mandatory corporate regulations to be followed. [read post]
2 Apr 2010, 5:00 am
However, it is important to remember that although Massachusetts may be the state with the most comprehensive set of rules for securing personal data, other states have enacted similar protections, and compliance with Massachusetts does NOT necessarily mean compliance with other states. [read post]
31 Mar 2010, 6:18 am
Background Mutual funds and their investment advisers are subject to a variety of federal and state securities and corporate laws, including the Investment Company Act of 1940. [read post]
31 Mar 2010, 1:51 am
The exception was bankruptcy: Forty-two firms with assets of $1 billion or more filed for Chapter 11 protection in 2009. [read post]
30 Mar 2010, 11:13 am
For all provisions of S 3166, the amount of any qualified fraudulent investment loss is reduced by any expected recovery through the Securities Investor Protection Corporation or legal action.Many victims, particularly a number of the smaller investors, held Ponzi-related assets in an IRA. [read post]
30 Mar 2010, 6:21 am
In upholding a poison pill used outside the hostile offer context to protect an asset of the corporation, the court also reaffirmed the flexibility of Delaware law to respond to modern threats facing corporations. [read post]
30 Mar 2010, 1:58 am
Madoff - analysis of the recent decision regarding the scope of SIPA protectionMoses & Singer LLP"The Bankruptcy Court has now provided its long-awaited answer as to the scope of the Securities Investors Protection Corporation ('SIPC') liability for investor accounts with Bernard L. [read post]
29 Mar 2010, 9:16 am
Page Perry’s attorneys are actively involved in representing institutional and corporate investors in private placement/Reg D offering securities cases. [read post]
