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20 Dec 2012, 5:00 am by Doug Cornelius
Karpati finished the speech by ask fund managers to be nice to examiners: Finally, I think all investment advisers need to be alert and prepared for exam inquiries. [read post]
3 Jan 2019, 10:48 am by Joe
Long-term capital gains are taxable at 15% or 20% depending on the investor’s bracket. [read post]
13 Sep 2011, 1:03 pm by Alexander J. Davie
 The fund manager decided to apply the gate provisions to that withdrawal, restricting the withdrawal to 20%. [read post]
9 Oct 2015, 5:30 am by Kori Shafer-Stack
  “Republic Steel has made a significant investment in workplace safety and health programs. [read post]
13 Nov 2018, 6:00 am by Matthew Literovich (Toronto)
My frame of reference when helping a client with prospectus exemptions is that I have gotten them down from 200 pages to 20 pages. [read post]
3 Nov 2022, 10:52 am by Mark Ashton
            There is sound reason for people to “invest. [read post]
18 Apr 2010, 4:52 am by Sam E. Antar
Updated: At 3:48 AM ET 04/20/2010 on bottom The Kiss of Death In filing its lawsuit against Goldman Sachs (NYSE: GS) on a Friday, the Securities and Exchange Commission sent what I call the "kiss of death" message to the embattled company. [read post]
1 Dec 2020, 1:26 pm by Nate Nead
Excluding the Q1 megadeal (transactions exceeding $5 billion), deal value actually increased 20% from Q1. [read post]
1 Dec 2020, 1:26 pm by Nate Nead
Excluding the Q1 megadeal (transactions exceeding $5 billion), deal value actually increased 20% from Q1. [read post]
25 Apr 2011, 12:55 pm by Jeffrey J. Randa
In my capacity as a DUI Lawyer, I have read, in my 20-plus years, thousands upon thousands of Police Reports. [read post]
12 Mar 2015, 9:57 am
ILW Programming CommitteeChiara Giorgetti, Assistant Professor of Law, Faculty Director, LLM Program, Richmond School of Law;Jeremy Sharpe, Chief of Investment Arbitration, Office of the Legal Adviser, U.S. [read post]
10 Apr 2017, 3:07 am
11:55 am – 12:20 pm - An Ambassador’s View: International Trade and IP Challenges for the Trump Administration: Ambassador Ronald Kirk: Former U.S. [read post]
21 Mar 2020, 1:05 pm by Florian Mueller
Apple and Intel--two American high-tech icons--are suing Softbank-owned Fortress Investment on antitrust grounds in the Northern District of California. [read post]
30 Apr 2017, 2:49 pm by David Jensen
CIRM said that the latest data show that the treatment is safe and should continue with 10 million and 20 million cell doses with new trial participants. [read post]
11 Feb 2017, 2:41 pm by Paul Rosenzweig
  This is broadly consistent with a CATO  study of the wall and will be in addition, of course, to earlier spending that reflects existing investments. [read post]
9 Apr 2013, 10:30 am by James Hamilton
The Australian Securities and Investments Commission proposed regulations for dark pools, which are electronic trading systems that do not display public quotes. [read post]