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22 Jul 2008, 1:11 pm
" The firm he returned to relied on Bank of Boston (founded in 1784) for fully one-third of its business, and the comfortable relationship engendered complacency (my reading, although Jay would probably be more politic). [read post]
2 Aug 2012, 2:22 pm by Mandelman
  8 – Also, last month, in a totally unexpected development, Capital One settled charges brought by U.S. banking regulators, by agreeing to pay $210 million because its call-center personnel misled consumers into paying untold tens of billions for extra credit card products. [read post]
2 Aug 2012, 2:22 pm by Mandelman
  8 – Also, last month, in a totally unexpected development, Capital One settled charges brought by U.S. banking regulators, by agreeing to pay $210 million because its call-center personnel misled consumers into paying untold tens of billions for extra credit card products. [read post]
18 Mar 2019, 12:50 pm by Guest Author Adonis Hoffman, Esq.
The media industry is one such area where the big-is-bad approach can be especially harmful. [read post]
27 Feb 2010, 1:43 pm by Erik Gerding
That’s why I’ve been in favor of tying the overall SEC budget (and the budget of bank regulators) to market capitalization levels without relying on direct fees. [read post]
3 Jun 2012, 1:38 am by Susan Mangiero
Finally, I emphasized the "we are one" aspect of global capital markets, namely that what happens in Europe is unlikely to stay in Europe. [read post]
24 Sep 2010, 1:45 pm by Daniel O'Rielly
Capital One Bank, the 9th Circuit considered what constitutes a "fixed" credit card interest rate under TILA. [read post]
13 Jun 2012, 1:20 am by Kevin LaCroix
 More recently, we suggested (and one of us suggested two weeks ago in Congressional testimony) that senior executives of a financial institution be asked to pay, perhaps out of the bonus pool, a significant portion of any fine that the SEC or other regulator levies against the bank for illegal conduct. [read post]
13 Jun 2012, 1:20 am by Kevin LaCroix
 More recently, we suggested (and one of us suggested two weeks ago in Congressional testimony) that senior executives of a financial institution be asked to pay, perhaps out of the bonus pool, a significant portion of any fine that the SEC or other regulator levies against the bank for illegal conduct. [read post]
13 Jan 2013, 10:55 am by Asher Bearman
Perkinsrachel.perkins@dlapiper.com We often receive questions about the application of the “accredited investor” definition (copied at the end of this post) in Rule 501(a) of Regulation D, and one that’s come up from time to time is how trusts generally qualify as “accredited investors. [read post]
6 Apr 2012, 7:26 am by Janai S. Nelson
  In instituting the nation’s first moratorium on state executions to permit a thorough review of the capital judicial process, Ryan made innocence central to his reasoning: “Until I can be sure with moral certainty that no innocent man or woman is facing a lethal injection, no one will meet that fate. [read post]
26 Mar 2013, 12:00 am by My name
Venture capital firms have taken notice of start-ups as an opportunity to invest. [read post]
6 Dec 2009, 6:48 pm
The banks wanted 100 cents on the dollar for these "toxic assets," so Paulson decided the only thing to do to inject the necessary capital into the failed financial institutions was to buy preferred shares in the insolvent banks. [read post]
14 Oct 2014, 8:04 am by Lyle Denniston
 The petition in the case of an Idaho bank robber, Dunlap v. [read post]
5 Jul 2012, 3:00 am by The Editors
 (One of his top picks: Standing on the Sun: How the Explosion of Capitalism Abroad Will Change Everything.) [read post]
16 Aug 2012, 9:57 am by Rosa Schechter
Banks and quasi-governmental agencies like Fannie Mae and Freddie Mac have acquired huge portfolios of REO property and Build U.S. [read post]