Search for: "Frank Banks"
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18 Jan 2021, 11:30 am
Gensler chaired the CFTC from 2009 to 2014, during which he oversaw the implementation of sweeping changes to the agency mandated by the Dodd-Frank Act. [read post]
30 Apr 2012, 4:25 am
Test Claimants in the Franked Investment Income Group Litigation v Commissioners of Inland Revenue and anor, heard 20 – 29 February 2012. [read post]
25 May 2021, 9:27 am
” According to recent reporting, the CFTC is in the process of determining the size of a potential $100 million-plus award for a Deutsche Bank whistleblower. [read post]
18 Jan 2021, 11:30 am
Gensler chaired the CFTC from 2009 to 2014, during which he oversaw the implementation of sweeping changes to the agency mandated by the Dodd-Frank Act. [read post]
19 May 2015, 11:54 am
This is the story in a nutshell:In 1981, Hastings was charged with accepting a $150,000 bribe in exchange for a lenient sentence and a return of seized assets for 21 counts of racketeering by Frank and Thomas Romano, and of perjury in his testimony about the case. [read post]
25 Apr 2011, 10:05 am
Win: The Key Principles to Take Your Business from Ordinary to Extraordinary by Frank I. [read post]
18 Mar 2011, 8:00 am
, Wachtell, other law firms and banks are arguing that no derivatives can be counted for Section 13D purposes unless the SEC follows the rule-making procedures outlined in 766(e). 5) Sheppard Mullin Corporate & Securities Law Blog: The Benefits And Challenges Of Forum Selection Bylaws - Since 2010 there has been a trend towards adding forum selection clauses to company bylaws which was likely inspired by Vice Chancellor Laster’s comments in In re Revlon, Inc. [read post]
11 Jul 2012, 7:44 am
Taft IV (Fried Frank/former Legal Adviser, U.S. [read post]
6 Aug 2015, 9:00 am
HART is a Elk Grove nonprofit that was formed in 2010 by Debbie Schoeneshoefer and Frank Lucia. [read post]
29 May 2012, 11:28 am
Further action in this regard, coupled with the new reporting obligations of private funds as a result of Dodd Frank (e.g., Form PF) will serve to further blur the lines between registered and unregistered funds. [read post]
3 Nov 2010, 5:00 am
Up until the Dodd-Frank Act, there was the 15 client exemption. [read post]
27 Jul 2012, 7:00 am
One newsworthy item that emerged from Director Cordray’s testimony was that “within the next month or so,” despite no statutory requirement to do so, the CFPB plans to establish special advisory panels for community banks and credit unions. [read post]
24 Apr 2012, 5:23 am
Fed Bank Records app provides bankruptcy court access. [read post]
3 Feb 2016, 10:42 am
According to news sources, high yield and distressed debt hedge-funds and mutual funds are suffering severe losses and asset freezes due to changes in regulations under the Volcker rule, a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act which has made holding high yield debt inventory more expensive for banks and brokerage firms. [read post]
15 Nov 2021, 1:30 pm
” “The SEC’s Dodd-Frank Act whistleblower program has revolutionized the detection and enforcement of securities law violations,” said whistleblower attorney Stephen M. [read post]
8 Jan 2016, 6:52 am
According to news sources, high yield and distressed debt hedge-funds and mutual funds are suffering severe losses and asset freezes due to changes in regulations under the Volcker rule, a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act which has made holding high yield debt inventory more expensive for banks and brokerage firms. [read post]
14 Feb 2007, 8:43 am
This is a good start but it doesn’t get down into what employers and employees really think about their respective needs and expectations.There is clearly a full and frank debate to be had between employers and the employees, associates and partners, in-house and private practice. [read post]
26 Mar 2021, 8:59 am
He pointed to the “gold standard” False Claims Act and the Dodd-Frank Act as good models of U.S. whistleblower laws. [read post]
29 Jun 2012, 2:00 am
However, I suspect that until Congress repealed the fewer-than-fifteen client exception as part of the Dodd-Frank Act, many REITS took the position that even if they met the definition they could rely on the exception in former Section 203(b)(3) of the Advisers Act. [read post]
22 Aug 2014, 2:32 am
., as Fifth Third Bank partners for the second time with the St. [read post]
