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7 Jun 2011, 1:55 pm by Charles Kotuby
National Australia Bank Ltd., 561 U.S. __ (June 24, 2010), pulling back the extraterritorial effect of Section 10(b) of the Securities and Exchange Act of 1934. [read post]
4 Jun 2011, 7:33 am by Joe Wallin
If you care about the startup company ecosystem, I encourage you to give this question some thought and write the SEC. [1]Persons covered include (i) the issuer, (ii) any predecessor of the issuer; (iii) any affiliated issuer; (iv) any director, officer, general partner or managing member of the issuer; (v) any beneficial owner of 10% or more of any class of the issuer’s equity securities; (vi) any promoter connect with the issuer in any capacity at the time of such sale; (vii) any… [read post]
3 Jun 2011, 6:45 am by Mary Todd
” This six-year time limitation became pivotal in In the Matter of the Arbitration Between Beja Finance International v. [read post]
1 Jun 2011, 10:11 am by StartUpAdmin
(ii) Is subject to any order, judgment or decree of any court of competent jurisdiction, entered within five years before such sale, that, at the time of such sale, restrains or enjoins such person from engaging or continuing to engage in any conduct or practice: (A) In connection with the purchase or sale of any security; (B) Involving the making of any false filing with the Commission; or (C) Arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer,… [read post]
1 Jun 2011, 5:48 am by Badrinath Srinivasan
Franck Abstract:      The legitimacy of the World Bank's dispute resolution body - The International Centre for the Settlement of Investment Disputes (ICSID) - is a matter of heated debate. [read post]
1 Jun 2011, 5:48 am by Badrinath Srinivasan
Franck Abstract:      The legitimacy of the World Bank's dispute resolution body - The International Centre for the Settlement of Investment Disputes (ICSID) - is a matter of heated debate. [read post]
28 May 2011, 5:06 pm by Lyle Denniston
  They did so in the case of U.S. v. [read post]