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28 Mar 2010, 9:40 pm
by Barry Minkow A potentially massive lawsuit by many of InterOil Corporation's (NYSE: IOC) original investors, who are seeking up to $1.3 billion in damages, worried company CEO Phil E. [read post]
26 Mar 2010, 1:21 pm
Thus, the draft would direct the SEC to adopt rules requiring a company to disclose in the annual proxy sent to investors the reasons why it has chosen the same person to serve as chairman of the board of directors and chief executive officer or why it has chosen different individuals to serve as board chair and chief executive officer.In a major corporate governance improvement, the draft mandates independent board compensation committees. [read post]
24 Mar 2010, 12:53 pm
Ten years ago, most bootstrapped start-ups were built for the short haul, on an 18-month plan: spend your friends' money, build a prototype and either attract investors or close doors.Fast forward to today, and it's a different world. [read post]
23 Mar 2010, 12:15 pm
In the interview, Sonnenfeld confirmed his disclosure to the outside investor and stated that he told the investor that he could not trade based on the information. [read post]
21 Mar 2010, 5:09 pm
“A shareholder who reasonably expected that ownership in the corporation would entitle him or her to a job, a share of corporate earnings, a place in corporate management, or some other form of security, would be oppressed in a very real sense when others in the corporation seek to defeat those expectations and there exists no effective means of salvaging the investment. [read post]
21 Mar 2010, 1:13 pm
The first will require a GAO study and recommendations on the potential for conflicts of interest between securities underwriting and the securities analysis function within a financial firm. [read post]
21 Mar 2010, 12:19 pm
Environmental Protection Agency has ordered E.I. [read post]
20 Mar 2010, 7:31 am
Thus, a combined reading of the long cause tile and the definition given under the Section 3 of the Securities and Exchange Board of India Act, 1992 makes it clear that the Securities Exchange Board of India is a “body corporate having perpetual succession, common seal to protect the interests of investors in securities and to promote the development of and to regulate the securities market and for the matters connected … [read post]
16 Mar 2010, 4:02 pm
Further, it has nothing to do with the investor protection goals of the Securities Exchange Act. ... [read post]
16 Mar 2010, 5:00 am
CORPORATE GOVERNANCE. [read post]
15 Mar 2010, 2:32 pm
“The disclosure requirements of Rule 2019 has a lengthy history in corporate reorganization cases. [read post]
15 Mar 2010, 11:27 am
Which brings us to the issue of corporate responsibility for free expression and privacy on the Internet. [read post]
15 Mar 2010, 9:22 am
SEC Commissioners, whose duties are to protect investors, will face a dilemma in evaluating how tough to be on the firm. [read post]
15 Mar 2010, 4:40 am
Bankruptcy Judge Burton Lifland clarifies the process for determining how much money investors may be entitled to receive in connection with the Securities Investor Protection Corporation (SIPC) proceeding involving the Madoff Ponzi scheme. [read post]
13 Mar 2010, 2:57 pm
In an effort to get the Court to do so, the brief pointed to recent corporate scandals involving Enron, WorldCom and many other companies that cast a spotlight on the fragility of financial controls and the ease with which companies could conceal from the outside auditors of financial statements activities that threatened the viability of their enterprises and, indeed, the underlying integrity of the U.S. securities markets.In the wake of these scandals, noted the Institute, the… [read post]
11 Mar 2010, 10:05 pm
Further, it has nothing to do with the investor protection goals of the Securities Exchange Act. [read post]
11 Mar 2010, 10:18 am
Topics covered include antitrust, data security, ecommerce, intellectual property, privacy and telecommunications. [read post]
11 Mar 2010, 10:18 am
Topics covered include antitrust, data security, ecommerce, intellectual property, privacy and telecommunications. [read post]
9 Mar 2010, 3:09 pm
The Securities Investor Protection Corporation (SIPC), which maintains a special reserve fund mandated by Congress to protect the customers of insolvent brokerage firms, said today that it is alerting international regulators about a "look-alike" Web site for a fictitious organization... [read post]
9 Mar 2010, 7:23 am
The Securities Investor Protection Corporation issued a warning about a group masquerading as another investor protection group in an apparent attempt to lure victims of Bernard L. [read post]
