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29 Jun 2022, 1:26 pm
These platforms frequently offer commercial strategies for sale so traders can design their own systems or the ability to host existing systems on the server-based platform. [read post]
26 May 2017, 1:01 am
Matters were made much worse when the Pequots killed a dishonest trader, John Oldham, in July of 1636. [read post]
16 May 2008, 9:13 am
Allowing the trading of US commodities in a foreign jurisdiction presents the potential for a significant loophole in oversight that must be closed, they emphasized.The senators noted that the CFTC has allowed US energy traders to trade energy commodity futures contracts on European exchanges, even for United States based energy products. [read post]
18 Jul 2011, 6:35 am
First Derivative Traders, in which the Court ruled that investment advisors to a mutual fund cannot be sued under federal securities law for false statements made by a fund they advised, “is likely the blockbuster ruling everyone missed” in their end-of-Term assessments. [read post]
11 Sep 2009, 10:36 am
Securities and Exchange Commission is "rigorously" investigating whether traders are using technology to manipulate markets, the agency's enforcement and inspections chiefs said today.The regulator is probing suspected "market manipulation based on complex use of technology and advanced trading systems," said SEC Enforcement Director Robert Khuzami and acting examinations director John Walsh in testimony prepared for a Senate Banking Committee hearing. [read post]
18 Feb 2019, 1:13 pm
ISDA and derivatives traders have voiced concerns about technology developers being sufficiently aware that the legal terms of the ISDA Master Agreement, the supporting documentation, and each individual transaction that sits underneath it, should be appropriately incorporated and not be disturbed without due legal consideration and advice on the potential impact. [read post]
10 Nov 2008, 5:24 am
"The accusers sent out a packet to several places, including AP, which noted, among other things, the copying of the text, without quotation marks or attribution:"By 1835 there were 25,000 to 35,000 American farmers, planters and traders in Texas and more were on the way. [read post]
8 Jun 2011, 6:26 am
For example, there is the suggestion that financial firms should be primarily equity-funded instead of debt-funded, that deposit insurance premia should be risk based, and that firms should disclose much more information about their bets publicly on a daily basis (which all large financial firms already have readily available), so that traders can become aware of systemic correlations in bets. [read post]
17 May 2024, 9:29 am
The BEUC has also further stated that it requests the competent digital services coordinator to initiate formal proceedings and assess whether Temu has breached Article 14 (terms and conditions, Article 21 (out-of-court dispute settlement), Article 25 (online interface design and organization), Article 27 (transparency of recommender systems), Article 28 (exclusion for micro and small enterprises), Article 30 (traceability of traders) and Article 31 (compliance by design) of the DSA. [read post]
7 May 2008, 9:52 pm
ClickZ: "Under the new [UK] Consumer Protection from Unfair Trading regulations, it will be illegal to "Falsely claim or create the impression that the trader is not acting for purposes relating to his/her trade, business, craft or profession," or to "falsely represent oneself as a consumer. [read post]
26 Jul 2010, 9:22 pm
Case Studies: Historic Precedents and Current Practice Florian Jessberger, On the Origins of Individual Criminal Responsibility under International Law for Business Activity: IG Farben on TrialWim Huisman & Elies van Sliedregt, Rogue Traders: Dutch Businessmen, International Crimes and Corporate ComplicityJuan Pablo Bohoslavsky & Mariana Rulli, Corporate Complicity and Finance as a ‘Killing Agent’: The Relevance of the Chilean CaseIII. [read post]
27 Mar 2019, 11:23 am
First Derivative Traders. [read post]
20 Feb 2020, 6:33 am
First Derivative Traders, that a person who does not “make” a fraudulent misstatement can nonetheless be held primarily liable for securities fraud under Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder for his or her role in disseminating the misstatement. [read post]
24 Jun 2011, 7:33 am
Even traders, many of whom had most of their money tied up in their soon-to-be-worthless firms. ? [read post]
22 Sep 2011, 7:51 am
Traders exceeding a particular limit would be allowed to use opposing positions that fall underneath the swaps position to reduce their net position. [read post]
30 Mar 2012, 10:23 am
These Colorado liquor laws work to prevent national stores such as Trader Joes, Safeway, Wholefoods and Target, for instance, to sell wine, spirits and beer at all Colorado locations. [read post]
21 Sep 2010, 10:03 am
" On the relevant law and policy issues, see my essay RULING ON HACKERS AS INSIDE TRADERS: RIGHT IN THEORY, WRONG ON THE LAW Update: I've now had a chance to read the Fifth Circuit opinion and comment on it here. [read post]
9 Feb 2012, 2:00 am
Section 3 discusses proposed changes to commodity pool operator registration and compliance requirements, and Sections 4 and 5 focus on Dodd-Frank Act changes to existing securities laws and regulations, including with respect to large trader reporting and investment advisers. [read post]
4 Aug 2012, 6:07 am
Issues Voluntary Recall of a Limited Number of Branded Food Service Dressings and Sauces Containing Onions Because Of Possible Health Risk Due To Gills Onions Recall Cool Creations, LLC Recalls Specific Packages Of Products Containing Onions Because Of Possible Health Risk Due To Gills Onions Expanded Recall Wegmans Recalls Chilled Prepared Foods that Contain Diced White Onions Sold at Three Pennsylvania Stores Only Huxtable's Kitchen Voluntarily Recalls Trader Joe's brand Roasted… [read post]
28 Apr 2022, 7:37 am
Tomita, the firm’s former top trader, had led discussions with the banks about the firm’s trading positions but that Mr. [read post]
