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6 Aug 2012, 6:13 pm
Dodd-Frank initiates a new regime in this respect. [read post]
9 Jul 2011, 6:28 am
But whatever your perspective on this point, the fundamental change wrought by Dodd-Frank to the accredited investor definition (exclusion of one's principal residence from the $1,000,000 net worth test) was not dependent on subsequent SEC rulemaking; that change has been effective since last summer when Dodd-Frank passed and the President signed it. [read post]
3 Aug 2011, 11:05 am
Related Posts: Dodd-Frank By The Numbers: A Volcker Rule Case Study Dodd-Frank By The Numbers: The Volcker Public Comments Dodd-Frank By The Numbers: Screwing Joe The “Plummer” Dodd-Frank By The Numbers: The Volcker Meeting Logs Dodd-Frank By The Numbers: The Wrap-Up [read post]
27 Feb 2015, 1:20 pm
Jamie and Frank McCourt are now more famous for their over-the-top divorce than for their eight-year run as the owners of the Los Angeles Dodgers. [read post]
17 Aug 2010, 1:17 pm
The Department should re-examine this proposal in light of the changes made by the Dodd-Frank Act. [read post]
8 Aug 2011, 9:02 am
Global accounting firms believe that the proposed agreed upon procedures report from an independent accounting firm that would be required for a sponsor using a representative sample as a method to retain risk in securitized assets is inappropriate and would not achieve the regulatory objectives of Section 941 of Dodd-Frank. [read post]
8 Jun 2011, 9:51 am
Garance Franke-Ruta writes (in The Atlantic): Heck, after Weiner, I'll bet more men take up the practice of sending photos to women than are scared off by his example. [read post]
17 Oct 2010, 10:43 am
According to Gallup editor Frank Newport: I looked at the 8,700+ interviews conducted with registered voters in the month of September. [read post]
29 Apr 2021, 12:03 pm
Frank asks Shaw what she is seeing from employers. [read post]
20 Feb 2012, 9:59 am
Frank and Karen are paying the price. [read post]
21 Nov 2010, 8:02 pm
Proposed Rule 203A-5 Pursuant to Dodd-Frank Act The SEC has proposed certain new rules as well as amendments to existing rules under the Investment Advisers Act as a result of the Dodd-Frank Act. [read post]
22 Feb 2018, 1:54 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) was enacted in 2010 in the wake of the 2008 financial crisis. [read post]
4 Apr 2007, 6:04 am
The latest Class Action Watch from the Federalist Society is out:In this issue, Ted Frank looks at the issues surrounding â [read post]
16 Jul 2010, 1:43 pm
Quaadman may be selling Dodd-Frank short. [read post]
8 Apr 2019, 3:30 am
Frank, Prisoner-to-Public Communication, 84 Brook. [read post]
16 Jan 2014, 3:57 pm
111-203, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), is authority to issue regulations and take enforcement actions under the two major federal statutes that specify conditions under which customer financial information may be shared by financial institutions: Title V of the Gramm-Leach-Bliley Act of 1999 (GLBA, P.L. 106-102) and the Fair Credit Reporting Act (FCRA). [read post]
10 Jul 2007, 6:16 pm
I would just like to repeat Frank Cross's post of about a month ago, see here, alerting our readership to two new SSRN journals that have a substantial empirical focus, one of which is edited by our own Frank Cross (Law and Courts). [read post]
SEC Proposes Rules Relating to Investment Adviser Registration Exemptions and Reporting Requirements
16 Dec 2010, 8:55 am
On November 19, 2010, the Securities and Exchange Commission ("SEC") proposed new rules under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), as required by Sections 403, 407, 408 and 410 of the "Dodd-Frank Wall Street Reform and Consumer Protection Act" ("Dodd-Frank"). [read post]
3 Nov 2010, 9:06 am
If I'm right, then the implementation of Dodd-Frank will be one of the few things that the administration will think it can control. [read post]
6 Nov 2007, 7:47 pm
A decade ago, Frank Partnoy wrote FIASCO, an "I was there" story about derivatives trading and its discontents in the 90s. [read post]
