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17 Apr 2022, 6:50 pm
Attorney Ron Herman secured a successful resolution for another business professional in a major federal healthcare case. [read post]
6 Oct 2010, 8:30 am
On September 30, 2010, the Securities and Exchange Commission charged two Florida companies and their CEOs for engaging in two separate pump-and-dump schemes involving the issuance of misleading press releases hyping the companies while the respective CEOs sold their stock for major gains. [read post]
12 Aug 2011, 5:42 am
A federal appeals court in Washington recently ruled against a Securities and Exchange Commission rule that would have made it easier for major shareholders to put board candidates on a ballot. [read post]
21 Apr 2009, 4:50 am
“In the first major disclosure of corruption in the $750-billion financial bailout program, federal investigators said Monday they have opened 20 criminal probes into possible securities fraud, tax violations, insider trading and other crimes. [read post]
14 Nov 2006, 11:47 pm
For all the efficiencies it brings to a lawyer's practice, technology can also be a major source of stress. [read post]
1 Dec 2010, 6:51 am
It reads as follows: eHealth has been a major and controversial topic lately. [read post]
20 Mar 2012, 5:54 am
FileTrek has announced the findings of its January 2012 Document Security Survey of 2,625 Americans aged 18 and older, in which it was revealed that a majority of Americans (90 percent) believe people remove confidential documents from the workplace, even though most adults (79 percent) say taking confidential files outside the office is grounds for termination. [read post]
28 Feb 2008, 3:05 pm
The Financial Industry Regulatory Authority (FINRA) announced today that five major brokerage firms have agreed to pay fines totaling $2.4 million for supervision violations and improper mutual fund sales to thousands of investors. [read post]
28 Aug 2016, 7:16 am
The political system has stalled, the economy has slowed, security has deteriorated, and sectarian tensions have increased, but state, society and economy have all persevered, and there has been no major implosion or explosion. [read post]
9 Aug 2024, 4:49 am
The United States has warned Iran of a serious risk of “major escalation” if it conducts a major attack on Israel, a U.S. official said. [read post]
2 Oct 2010, 7:08 am
A major problem with this case was that the lenders weren’t able to produce the schedules of the securitization documents showing that the two mortgages in question were part of the securitization pool. [read post]
19 Aug 2008, 3:02 pm
Merrill Lynch further argues that similar securities class actions have been filed against all the major banks and that Merrill Lynch ultimately disclosed that it would take subprime-related write downs at approximately the same time as its competitors. [read post]
16 Jun 2007, 6:49 am
[CO-6] (introduced 6/15/2007) Cosponsors (None)Latest Major Action: 6/15/2007 House amendment offered. [read post]
25 Mar 2008, 9:20 am
This is a major risk for hedge fund managers because many of these funds hold subprime securities and other asset backed securities that are illiquid and at risk of further deteriorating in value. [read post]
1 Mar 2023, 4:33 am
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
18 May 2018, 12:50 pm
He is barred from penny stocks and the securities industry for at least three years. [read post]
29 Mar 2016, 5:50 pm
Interestingly, while much of the discussion about securities class action lawsuit settlements is focused on the mega settlements, in fact, since 1996, the vast majority of cases have settled for less than $25 million. [read post]
23 Apr 2023, 5:53 am
” Judge Abrams went on to note that the Frutrarom majority considered similar policy concerns and rejected them. [read post]
31 Aug 2011, 8:19 am
The majority of them were either children or the elderly. [read post]
27 Feb 2016, 10:36 am
Below are the national security portions of the debate sorted by topic. [read post]
