Search for: "SECURITIES CORP." Results 3901 - 3920 of 11,592
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27 Mar 2018, 9:22 am by Andrew Stoltmann
Werbel was previously registered with Cigna Financial Advisors, FSC Securities Corp, LPL Financial, Summit Brokerage Services, and Concorde Investment Services in Chagrin Falls, Ohio from April 2015 until January 2016. [read post]
27 Mar 2018, 4:00 am by Michael Erdle
Certainly, not before it has secured a funding commitment. [read post]
26 Mar 2018, 6:09 pm by Wolfgang Demino
.; and/or (j) all claims arising from or relating directly or indirectly to the disclosure by us . . . of any non-public personal information about you.As security for the loans, the Borrowers provided postdated personal checks made out to Cash Biz for the amount of the loan plus a finance charge. [read post]
26 Mar 2018, 4:24 pm by Kevin LaCroix
Securities and Exchange Commission Rule 10b-5 and Section 10(b) of the Securities Exchange of 1934. [read post]
26 Mar 2018, 10:18 am by Andrew Stoltmann
Edwards, Anchor National Financial Services, SunAmerica Securities, Merrill Lynch, LM Financial Partners, Raymond James, USAllianz Securities, Questar Capital Corp in Bismarck, North Dakota from December 2006 until August 2010, Woodbury Financial Services in Bismarck from August 2010 until December 2012 and Questar Capital Corp in Bismarck from December 2012 until December 2015. [read post]
26 Mar 2018, 5:05 am by Cyrus Farivar
Enlarge / Ray Ozzie, former chief software architect at Microsoft Corp., speaks during the Microsoft Professional Developers Conference in Los Angeles, California, on Tuesday, Oct. 28, 2008. [read post]
25 Mar 2018, 8:10 pm by Kevin LaCroix
A recent Southern District of Indiana decision, applying Indiana law, addressed both of these issues in the course of determining that a Special Event Exclusion in Emmis Communications Corp. [read post]
25 Mar 2018, 4:25 pm by INFORRM
Netherlands Reuters has covered the recent failure of the Dutch government to secure public approval for laws which would give security agencies the right to carry out mass surveillance using the internet. [read post]
23 Mar 2018, 12:00 pm by Jordan Brunner
Prosecutors accuse the Iranians of stealing more than 31 terabytes of data for financial gain on behalf of the Iranian Revolutionary Guard Corps. [read post]
22 Mar 2018, 5:22 pm
After Beech-Nut Nutrition Corp. and B & B Recycling, LLC declined the federal asbestos cleanup order, Montgomery County agreed to undertake the asbestos removal work. [read post]
22 Mar 2018, 9:32 am by William Ford
Senior officials in the U.S. intelligence community have since warned Americans against purchasing or using phones manufactured by Huawei or its Chinese rival ZTE Corp. [read post]
21 Mar 2018, 8:17 am by Andrew Stoltmann
Per his online, FINRA BrokerCheck report, Meier was previously registered with Merrill Lynch form April 1984 until August 1985, Amerifirst Securities Corp from December 1985 until February 1989, Thomas McKinnon Securities in New York, New York from March 1989 until August 1989, FAIC Securities from June 1983 until December 1989, Prudential Securities in New York, from August 1989 until November 1992, Citigroup Global Markets in Miami, Florida from October… [read post]
20 Mar 2018, 3:00 am by Sarah Moses and Spencer Persson
Starbucks Corp., 628 F.3d 1139 (9th Cir. 2010), which allowed Starbucks employees to sue when a company laptop containing personal information was stolen, but plaintiffs had not suffered identity theft as a result. [read post]
19 Mar 2018, 9:59 pm by Patent Docs
Video Doorbell Patent Found to Be Patent Eligible By Joseph Herndon -- Plaintiff Eyetalk365, LLC sued Defendant Zmodo Technology Corp. for infringement of U.S. [read post]
19 Mar 2018, 10:57 am by Eugene Volokh
" While the military is far better equipped than the courts to decide matters of tactics and security, it is no better equipped to read legal texts. [read post]
19 Mar 2018, 3:37 am
Wheet had engaged in securities fraud by issuing press release that had falsely portrayed the company as:a successful manufacturer of a safe and effective syringe slated for imminent mass production and distribution; andhaving secured significant sales agreements, including one with the U.S. [read post]
16 Mar 2018, 10:10 am by Andrew Stoltmann
He allegedly engaged in undisclosed private securities transactions without permission from his brokerage firm. [read post]