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23 Apr 2018, 6:24 am by Minick Law
Financial Consequences If we are going to talk about the most expensive drink of a young person’s life, let’s start the discussion with a financial analysis. [read post]
20 Apr 2018, 3:12 am by Jane Meacham, Contributing Editor
She has nearly 30 years’ experience as a writer/editor of financial services news. [read post]
19 Apr 2018, 9:30 pm by Bobby Chen
Senate voted 51-47, along party lines, to roll back 2013 guidance published by the Consumer Financial Protection Bureau (CFPB) intended to prevent discriminatory lending. [read post]
19 Apr 2018, 11:55 am by Kaufman Dolowich Voluck
The SEC late Wednesday approved a proposal, by a 4 to 1 vote, to require investment advisors and brokers to follow new rules and provide new disclosures when they give advice to retail clients. [read post]
19 Apr 2018, 11:55 am by Kaufman Dolowich Voluck
The SEC late Wednesday approved a proposal, by a 4 to 1 vote, to require investment advisors and brokers to follow new rules and provide new disclosures when they give advice to retail clients. [read post]
18 Apr 2018, 11:55 am by Cynthia Marcotte Stamer
Stamer is well-known for her 30 years of extensive wage and hour, compensation and other management advice and representation of restaurant and other hospitality, health, insurance, financial services, technology, energy, manufacturing, retail, governmental and other domestic and international businesses of all types and sizes. [read post]
18 Apr 2018, 10:59 am by Wenqing Zhao, David Stanton
But the U.S. government’s path forward may also be complicated by disagreement within the executive branch, where President Trump’s advisors are reportedly sparring over the proper means to combat China’s trade policy. [read post]
18 Apr 2018, 7:25 am by Renae Lloyd
According to his FINRA BrokerCheck report, Erb was registered with Liberty Partners Financial Services in Babylon, NY from April 2013 until May 2014. [read post]
17 Apr 2018, 2:19 pm by Renae Lloyd
Michael Giokas  – Giokas Wealth Advisors –  Securities Investigation Update The White Law Group continues to investigate potential claims involving New York financial advisor Michael Giokas and Giokas Wealth Advisors. [read post]
17 Apr 2018, 3:03 am by Liz Dunshee
But at GE, proxy advisors appear to be taking a closer look at the company’s longstanding relationship with its auditor. [read post]
17 Apr 2018, 3:03 am by Liz Dunshee
But at GE, proxy advisors appear to be taking a closer look at the company’s longstanding relationship with its auditor. [read post]
16 Apr 2018, 11:00 am by Renae Lloyd
      The post Illinois Financial Advisor Daniel Glick Settles Charges with SEC appeared first on White Securities Law. [read post]
16 Apr 2018, 5:57 am
Chicago Investment Advisor Sentenced to More Than 12 Years in Federal Prison for Misappropriating $5.2 Million in Client Funds (DOJ Press Release)https://www.justice.gov/usao-ndil/pr/chicago-investment-advisor-sentenced-more-12-years-federal-prison-misappropriating-52Investment advisor Daniel Glick owned and operated Financial Management Strategies Inc., Glick Accounting Services Inc., and Glick & Associates Ltd., through which he purportedly provided… [read post]
16 Apr 2018, 3:36 am by Jane Meacham, Contributing Editor
She has nearly 30 years’ experience as a writer/editor of financial services news. [read post]
16 Apr 2018, 3:36 am by Jane Meacham, Contributing Editor
She has nearly 30 years’ experience as a writer/editor of financial services news. [read post]
16 Apr 2018, 3:06 am by HR Daily Advisor Editorial Staff
The post Voluntary Benefits: More Employers Planning to Offer Student Loan Repayment and Financial Planning appeared first on HR Daily Advisor. [read post]