Search for: "Frank"
Results 3921 - 3940
of 32,143
Sorted by Relevance
|
Sort by Date
31 Mar 2020, 5:00 pm
Frank, Frank C. [read post]
9 Feb 2017, 8:51 am
Barney Frank (D-MA), the “Frank” in “Dodd-Frank,” remarked in an interview with Politico that the EO “has no specifics. [read post]
22 Nov 2010, 10:44 am
" And sure enough, in adopting Dodd-Frank, Congress explained that the "too big to fail" provisions address both of these issues front and center. [read post]
31 Oct 2011, 6:45 am
Disputed Costs for Frank Yung, Ph.D.: 1. $95.00 for advanced costs 2. $12,223.75 for apparently 31.75 hours at $385 per hour Number (1) above addresses costs advanced to Frank Yung, Ph.D. [read post]
2 May 2017, 8:01 am
Those who passed the February 2017 Texas Bar Examination and are eligible to be inducted at the event, which will be at 10 a.m. at the Frank Erwin Center in Austin. [read post]
30 Dec 2008, 9:45 pm
Found in a complaint in a recently filed trademark case:"The hot dog, synonymously identified over the years by a host of names including frankfurter, sausage, frank, wiener, dog and others, has a rich and long history in the United States. [read post]
23 Mar 2011, 9:00 am
The Dodd-Frank Act amended that to stipulate the credit score itself must be included. [read post]
31 Aug 2012, 8:00 am
The SEC’s Division of Investment Management has announced that nearly 4,000 investment advisors have registered with the SEC pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
12 Nov 2007, 1:14 pm
Or, more accurately, a terrific bookclub conversation about Frank Portnoy's FIASCO. [read post]
12 Oct 2011, 4:54 am
The implementation of Sec. 619 of Dodd-Frank will have broad implications for financial institutions since the Volcker Rule limits their ability to engage in proprietary trading and have relationships with hedge funds. [read post]
24 Oct 2011, 12:05 pm
On October 11, 2011, the FDIC, the Board of the Federal Reserve, and the OCC issued a notice seeking public comment on proposed regulations to implement Section 619 of the Dodd-Frank Act, which added a new Section 13 to the Bank Holding Company Act. [read post]
27 Oct 2011, 11:34 am
At a forum hosted by the American Bar Association, senior SEC officials discussed a number of issues around international securities regulation, including regulatory arbitrage, the Dodd-Frank conflict minerals provisions, the Supreme Court’s Morrison ruling and the SEC study on the extraterritorial reach of the federal securities laws mandated by Dodd-Frank. [read post]
21 Nov 2014, 4:24 am
The report, which the SEC is required by the Dodd-Frank Act to provide to Congress annually, is entitled the “2014 Annual Report to Congress on the Dodd-Frank Whistleblower Program” and can be found here. [read post]
23 Mar 2023, 7:34 am
Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) as a direct response to the 2008 Financial Crisis when millions of Americans lost homes due to foreclosure. [read post]
24 Aug 2012, 10:35 am
That seems to be the thrust of the critique of Thomas Frank, the latest prominent leftist critic of the Obama administration. [read post]
13 Aug 2012, 11:06 am
A principles-based approach to comparability will ease these concerns and honor principles of comity and the message of restraint embedded in section 721 of the Dodd-Frank Act. [read post]
4 Nov 2010, 1:47 pm
The Dodd-Frank Act was passed last July (2010) in a belated attempt to curb corporate shenanigans on Wall Street. [read post]
7 Mar 2024, 8:25 pm
By Frank J. [read post]
28 Mar 2014, 4:00 am
A couple of months ago I received an email from Frank Strong, Communications Director of LexisNexis. [read post]
20 Jan 2015, 11:57 am
In October 2012, SEC staff created presence exams for investment advisers who were required to register with the SEC for the first time because of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank"). [read post]
