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3 Jan 2023, 5:04 am
"Arbitration is inherently opaque. [read post]
3 Jan 2023, 3:20 am
Federal Court Says Customer Had Duty To Notify Schwab of Malfunctioning Order System (BrokeAndBroker.com Blog)Removal of FINRA Arbitrator Cited by Schwab and Interactive Brokers in HFT Customer Dispute (BrokeAndBroker.com Blog)Superintendent Adrienne A. [read post]
3 Jan 2023, 3:20 am
Removal of FINRA Arbitrator Cited by Schwab and Interactive Brokers in HFT Customer Dispute (BrokeAndBroker.com Blog)DOJ RELEASESSEC RELEASESCFTC RELEASESFINRA RELEASES= = =1/3/2023Removal of FINRA Arbitrator Cited by Schwab and Interactive Brokers in HFT Customer Dispute (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6819/finra-arbitration-nondisclosure/As we start a new year, we are asked, yet again, to consider whether FINRA provides a fair arbitration… [read post]
3 Jan 2023, 3:20 am
Federal Court Says Customer Had Duty To Notify Schwab of Malfunctioning Order System (BrokeAndBroker.com Blog)Removal of FINRA Arbitrator Cited by Schwab and Interactive Brokers in HFT Customer Dispute (BrokeAndBroker.com Blog)Attorney General James Sues Former CEO of Celsius Cryptocurrency Platform for Defrauding Investors / Alex Mashinsky Lied to Investors, Concealed Celsius’s Dire Financial Condition, and Failed to Register as Required by State Law (NYSAG Release)Superintendent… [read post]
3 Jan 2023, 3:20 am
Imagine That a $10 Million FINRA Arbitration Claim Settles for $100,000 (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6821/janney-finra-arbitration/Those getting sued tend to anticipate that initial demands for damages will be bloated, padded, and a tad over the top. [read post]
3 Jan 2023, 3:20 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6827/securities-industry-commentator/Imagine That a $10 Million FINRA Arbitration Claim Settles for $100,000 (BrokeAndBroker.com Blog)Federal Court Says Customer Had Duty To Notify Schwab of Malfunctioning Order System (BrokeAndBroker.com Blog)Removal of FINRA Arbitrator Cited by Schwab and Interactive Brokers in HFT Customer Dispute… [read post]
2 Jan 2023, 8:34 pm
Written by NIE Yuxin and LIU Chang, Wuhan University Institute of International Law Background The present Civil Procedure Law of China (hereinafter “CPL”) was enacted in 1990 and has been amended four times. [read post]
2 Jan 2023, 7:00 am
Consider other options: If you are unable to resolve the issue through the Office of Appeals process, you may be able to seek a resolution through alternative dispute resolution options, such as mediation or arbitration. [read post]
2 Jan 2023, 5:03 am
Depending on where you live, you may have access to alternative dispute resolution methods such as mediation or arbitration which could potentially resolve the issue without going through a lengthy court battle. [read post]
2 Jan 2023, 3:58 am
Problem was the Geneva Chamber of Commerce did not do international arbitration. 2. [read post]
2 Jan 2023, 3:30 am
The summer of our discontents Two months ago, if you prompted Version 3 of the AI-art generator MidJourney to generate depictions of an “otter on a plane using wifi,” you were rewarded with the nonsense in the left panel of our lead graphic. [read post]
1 Jan 2023, 7:31 pm
Fun day – we assembled my friends’ 12-foot skeleton named Cal Sium.Firsts in 2022 Scanned a QR code Baked a yeasted bread from scratch Took Lucy to a dog park Mounted by a zebu cow Struck from a pink-letter arbitration Purchased an autograph at Phoenix Fan Fusion Bought the photos from a race – IM Lake Placid Bitten by a pig Volunteered at an Ironman event (70.3 and 140.6) Walked 3 dogs at one time Got COVID (hopefully the only time… [read post]
1 Jan 2023, 9:52 am
Click the following URL to access this decision posted on the Internet at: https://www.nycourts.gov/reporter/3dseries/2022/2022_07095.htm [read post]
1 Jan 2023, 9:52 am
Click the following URL to access this decision posted on the Internet at: https://www.nycourts.gov/reporter/3dseries/2022/2022_07095.htm [read post]
1 Jan 2023, 9:51 am
Include mandatory arbitration clauses in all of your wills and trusts. [read post]
31 Dec 2022, 2:00 am
Julia Ya Qin (Wayne State University), Turkey–Pharmaceuticals: The First WTO Arbitration for Appellate Review, Legal Issues Econ. [read post]
30 Dec 2022, 11:48 am
The Mavrick Law Firm represents businesses and their owners in breach of contract litigation and related claims of fraud, non-compete agreement litigation, trade secret litigation, trademark infringement litigation, employment litigation, and other legal disputes in federal and state courts and in arbitration. [read post]
30 Dec 2022, 10:54 am
Reflections on the Exercise of the United Nations Security Council Members’ Veto Powers towards the International Criminal Court Rosana Garciandia & Philippa Webb, The UN’s Work on Racial Discrimination: Achievements and Challenges Rainer Grote, The Human Rights Council at 15: How (Not) to Promote Human Rights in Times of Growing Political Polarization Tomas Hamilton & Göran Sluiter, Principles of Reparations at the International Criminal Court: Assessing Alternative… [read post]
30 Dec 2022, 8:04 am
The post FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement December 2022 appeared first on Securities Arbitration Lawyers Blog. [read post]
30 Dec 2022, 7:37 am
FINRA arbitration is separate and distinct from FINRA’s regulatory obligations. [read post]
