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Advisor Michael Polyakov Subject to Multiple Allegations of Excessive Trading
7 Nov 2018, 6:25 am by Staff Attorney
  Polyakov is currently employed by Westpark Capital, Inc. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Raymond James Advisor Maria Hendershott Subject to Several Complaint Disclosures
21 Dec 2018, 1:07 pm by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Florida Federal Court Declines to Remand Personal Injury Case Back to State Court
25 Sep 2015, 6:11 am by Law Offices of Robert Dixon
We proudly represent clients throughout South Florida. [read post]
South Florida Injury Lawyer Blawg - http://www.southfloridainjurylawyerblawg.com/
Broker Investigation: Centaurus Financial Advisor Troy Tremblay
3 Dec 2016, 11:30 am by Adam Weinstein
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Advisor Steven Reznik Subject to Numerous Suitability Complaints
3 Jan 2019, 10:09 am by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
CITGO Wins Motion To Dismiss Gasoline Pricing Case In The North Carolina Business Court
23 Jan 2009, 11:34 am
CITGO was represented by Brooks Pierce lawyers Jim Williams, Jennifer Van Zant, and D.J. [read post]
North Carolina Business Litigation Report - http://www.ncbusinesslitigationreport.com/
Advisor Charles Kerker Barred by Regulator Over Borrowing Customer Funds
17 Dec 2019, 1:47 pm by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Capitol Securities Broker Ian Greenblatt Sanctioned By Regulator Over Customer Disputes
4 Feb 2019, 7:07 am by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Raymond James Advisor Eric Bachinsky Has Several Disclosed Customer Complaints
15 Sep 2021, 5:47 am by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
A Lesson on the Impropriety of Signing Another Person's Declaration
12 Oct 2007, 6:02 am
Thanks to John Welch at the TTABlog for noting In re Dermahose Inc., Serial No. 76585901 (February 13, 2007) where the U.S. [read post]
I/P Updates - http://ip-updates.blogspot.com/
Raymond James Advisor Gregory Collier Has Investor Suitability Complaints
18 Oct 2021, 6:52 am by Staff Attorney
(Collier), currently employed by Raymond James Financial Services, Inc. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Advisor Robert Radli Jr. Alleged to Have Recommended Unsuitable Energy Securities
23 Jun 2020, 6:19 am by Staff Attorney
(Radli), currently employed by Raymond James & Associates, Inc. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Woodstock Financial Group Advisor Joseph Derrico Subject to Complaint Over Excessive Trading
4 Sep 2018, 2:24 pm by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Advisor Timothy Atyeo Alleged to Have Recommended Unsuitable Energy Securities
10 Dec 2019, 10:53 am by Staff Attorney
Inc. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Cambridge Financial Advisor Eladio Santiago Has Disputes Over Unsuitable Investment Advice
11 Sep 2021, 10:23 am by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Wedbush Advisor David Hirons Has Suitability Customer Complaints
9 Apr 2021, 10:05 am by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Advisor John Howard Has Unsuitable Investment Complaints
12 Sep 2021, 7:57 am by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Western International Advisor Stuart Godin Has Customer Complaints
20 Feb 2020, 7:54 am by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Securities America Broker Andrew Burdsall Has Investment Complaints
7 May 2019, 6:26 am by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Advisor Victor Sibilla Subject to Multiple Customer Complaints
10 Nov 2017, 5:56 am by Adam Weinstein
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/