Search for: "Securities Investor Protection Corporation" Results 3921 - 3940 of 4,476
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14 Feb 2010, 4:02 am by Richard Renner
The $65 billion lost in the Madoff scandal highlights the huge losses millions of investors suffer as a result of corporate fraud. [read post]
12 Feb 2010, 10:17 am
Congress recognized private securities litigation as andquot;an indispensable tool with which defrauded investors can recover their losses without having to rely upon government actionand#39; and consequently, such lawsuits and#39;promote public and global confidence in our capital markets and help to deter wrongdoing and guarantee that corporate officers, auditors, directors, lawyers and others properlyandnbsp;andnbsp;perform their jobs.andquot; The Securities… [read post]
12 Feb 2010, 9:00 am by Lucas A. Ferrara, Esq.
" New York City Council Speaker Christine Quinn said, "All residents of our city deserve to live with security and peace of mind. [read post]
12 Feb 2010, 6:06 am
 As long as a forward-looking statement is accompanied by meaningful cautionary language, the Court recognized, the speaker is protected from liability irrespective of his state of mind. [read post]
10 Feb 2010, 11:26 am by J Robert Brown Jr.
Securities and Exchange Commission (1953-2008) and her commitment to protecting investors and ensuring fairness in the capital markets   Presented by Neil Minow The Corporate Library   Wednesday, March 17, 2010 5:00 pm   Followed by a Reception   Columbus School of LawThe Catholic University of America  R.S.V.P. by March 12th to  n.green@sechistorical.org      The Columbus School of Law, The Catholic… [read post]
Importance of the Underlying Matter In evaluating the seriousness and importance of the underlying matter, the Commission will consider the “character of the investigation” and the dangers presented by the underlying violations to investors and others. [read post]
5 Feb 2010, 3:30 pm by Lucas A. Ferrara, Esq.
The Attorney General also thanked the Securities and Exchange Commission ("SEC") and noted that today the SEC is announcing a proposed corporate settlement with Bank of America (See SEC Lit. [read post]
5 Feb 2010, 6:51 am by Page Perry LLC
Simply stated, State Street hid important facts from most investors while secretly taking action to protect its own interests and those of a few select clients. [read post]
5 Feb 2010, 6:05 am by Hal Scott, Harvard Law School,
These efforts have so far culminated in the Wall Street Reform and Consumer Protection Act (H.R. 4173) as well as in Senator Dodd’s thoughtful Discussion Draft. [read post]
Editor’s Note: Peter Atkins is a Partner for Corporate and Securities Law Matters at Skadden, Arps, Slate, Meagher & Flom LLP. [read post]
5 Feb 2010, 4:34 am by JW Verret
 The SEC has a mandate to protect investors and encourage capital formation under the 33 and 34 Acts, but it possesses neither a mandate nor sufficient expertise to regulate the investment community to police leverage. [read post]
4 Feb 2010, 9:01 am by Frank O'Donnell, Clean Air Watch
About CalpineCalpine Corporation is helping meet the needs of an economy that demands more and cleaner sources of electricity. [read post]
4 Feb 2010, 8:21 am by Mark J. Astarita, Esq.
Investors are starting to file arbitration claims against their Lehman brokers, in an attempt to collect their losses on investments in Lehman principal protected notes. [read post]
1 Feb 2010, 4:19 pm by James Hamilton
Moreover, the interest of investors in having access to accurate financial statements requires that the tax work papers be protected. [read post]
Khuzami announced plans to create five specialized units dedicated to particular areas of the securities industry and securities law. [read post]
1 Feb 2010, 3:04 am by Omar Ha-Redeye
Anthony Morgan, the current President of the Black Law Students Association of Canada (BLSAC), and a third-year law student at McGill University, provides some important history behind the Haitian revolution on The Cor, …there is a long and relatively unknown history of deliberate subjugation of Haiti by government and corporate leaders whose actions and inaction have resulted in the effects of the recent earthquake being exponentially greater than they ever should have been. [read post]
31 Jan 2010, 3:30 pm by Suzanne Dingwall Williams
Ten years ago, most bootstrapped start-ups were built for the short haul, on an 18-month plan: spend your friends' money, build a prototype and either attract investors or close doors.Fast forward to today, and it's a different world. [read post]
29 Jan 2010, 11:33 am by Steve Bainbridge
The consensus goal once was investor protection through expansive interpretations of the liability provisions. [read post]
28 Jan 2010, 11:51 pm
Investors' Suit Against Moody's, S&P Dismissed New York Law Journal Moody's and Standard & Poor's are not liable for nearly $100 billion in losses allegedly incurred by a group of investors in mortgage-backed securities issued by Lehman Brothers, a federal judge has ruled, granting the rating agencies' motion to dismiss the investors' suit. [read post]