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29 Jan 2024, 12:00 pm by The White Law Group
Morgan Stanley settled the charges by paying over $249 million, addressing allegations of improperly alerting favored institutional clients about significant blocks of private stock coming to the market. [read post]
29 Nov 2014, 5:25 am by Peter Mahler
According to his petition (read here), Marat Novikov paid $450,000 and gave loan guarantees in exchange for a 20% stock interest in Oceana. [read post]
22 Dec 2022, 6:52 am by Dan Lopez
In that context you have non-controlling minority where, for example, investors will have a non-controlling minority interest in a highly concentrated industry, but buy stocks and every single member of that industry are each market player. [read post]
20 Oct 2024, 7:30 pm by John E. Villafranco
I might have supported a tailored rule to address the negative option marketing abuses prevalent in our law enforcement experience that consolidated various legal requirements. [read post]
7 Apr 2022, 6:30 am by Guest Blogger
Crucially, all of this activity involves not only conventional strategies for demographic segmentation but also tools for behavioral profiling designed by both platforms and the digital marketing consultants who use their services. [read post]
6 Dec 2013, 12:34 am by Kevin LaCroix
  The SEC has publicly provided limited examples of these factors, which include: the use of “off-balance sheet” financing, changes in auditors, choices of accounting policies and loss of market share to competitors. [read post]
11 May 2018, 2:40 pm by Eugene Volokh
Meanwhile, the company is making losses which run in the millions since start-up. [read post]
19 Sep 2014, 8:00 am by Guest Blogger
A minor loss, compared to some of the others. [read post]
15 Sep 2011, 11:48 am by Kurt Holzer
” Throughout the redesign, McKinsey said the changes were key for increasing profits and the value of Allstate’s stock. [read post]
1 Aug 2019, 12:08 pm by Ashley Tabrizi
  At the LMA Developing Markets Conference held on 30 April 2019, the Czech Republic was identified as a market that had recently experienced favourable lending conditions. [read post]
2 Jan 2024, 12:56 pm by Kevin LaCroix
” The “doom loop” scenario involves the following stages: “losses on the loans trigger banks to cut lending, which leads to further drops in property prices and yet more losses. [read post]
18 Jul 2012, 11:01 am by velvel
  Without these funds from the IA [investment advisory] business, House 5 would have incurred annual net losses . . . . [read post]
3 Sep 2014, 4:14 am by Kevin LaCroix
The controversy seemed headed for a swift resolution when the Delaware General Assembly quickly moved to act on a measure that would have limited the Supreme Court’s ruling to non-stock corporations (meaning that it wouldn’t apply to Delaware stock corporations). [read post]
14 Dec 2017, 6:35 am by Dan Carvajal
Three states legalized and taxed recreational marijuana in 2017, and there is a growing emphasis on setting tax rates low enough to drive out the black market. [read post]
26 Jun 2010, 4:59 pm by Hedge Fund Lawyer
Financial Reform Bill Overview & Hedge Fund Registration Requirement Well over a year after Lehman and Madoff, Congress has finally drafted a single financial reform bill which will be voted on by the House and Senate before being signed by President Obama. [read post]
11 Feb 2012, 3:17 pm by Rebecca Tushnet
  Overkill loss—some people create for money, but others don’t. [read post]
25 Sep 2008, 6:32 pm
The additional $30 million that the stimulus provides will allow USDA to replenish its food stocks, preventing smaller food packages or a forced decrease in participation. [read post]
8 Oct 2015, 9:18 am by MOTP
She stated in the arbitration award that Gunnerson was “allow[ed] to terminate his position for good reason pursuant to paragraph 4 of the Agreement,” and she set out that Gunnerson was entitled to receive his attorney’s fees but that he failed to meet his burden of proof regarding the present value of stock purchases. [read post]