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14 Aug 2008, 12:37 am
China's international reach for precious commodities extends as far as Cuba, lately earning the Minxia Non-Ferrous Metals Company a substantial Office of Foreign Assets Control ("OFAC") fine. [read post]
17 Oct 2008, 6:10 pm
CQ Politics offers this must-read report.... [read post]
30 Nov 2012, 2:51 pm
These are the cookies discussed on the program today and yesterday: Here is the Fetching Mrs. [read post]
13 Oct 2008, 5:11 am
Eric J. [read post]
27 May 2010, 1:02 am
United States Debt Recovery I, LLC, a firm specializing in acquiring claims against bankrupt companies, filed a motion today with the Delaware bankruptcy court asserting that Aventine Renewable Energy Holdings, Inc. improperly withheld taxes from its payments on account of priority wage claims that U.S. [read post]
1 Oct 2012, 11:39 am
As recently reported by the LA Times, Jeffrey Gundlach, regarded as one of the world's preeminent fund managers, will receive his nearly $10-million contemporary art collection back that was stolen from his Santa Monica, California home in mid-September. [read post]
7 Sep 2016, 2:33 pm
Wednesdays Top 10 in Law Blogs: Supplement-not-Supplant under Title I: Department of Education Releases Proposed Regulations – Midwest attorneys John Borkowski & Aleks Ostojic Rushing of Husch Blackwell, write on the firms K-12 Legal Insights blog. [read post]
10 Aug 2007, 12:02 pm
Applying Ohio's blue sky law, the Sixth Circuit today held that one who exchanges stock in company A for stock in company B qualifies as a "purchaser" of the company B stock and therefore has a right to rescind the transaction. [read post]
15 Jun 2012, 12:54 pm
A federal judge imposed a ten-year officer and director bar in an SEC enforcement action on a pharmaceutical company's Director of Business Development and Global Licensing who, although not a company officer or director, was acting in a fiduciary capacity while involved in the due diligence and negotiations for deals with other pharmaceutical companies. [read post]
14 Oct 2021, 6:37 pm
Paul Alan Levy (Public Citizen) reports on the threat, and on his response. [read post]
1 Oct 2015, 4:34 am
By Jacquelyn LumbHigh-frequency trading firm, Latour Trading LLC, has settled SEC charges that it violated the market access rule and Regulation NMS, which resulted in its receipt of executions and exchange rebates that it should not have received and that other market participants might have received were it not for Latour’s violations. [read post]
6 Mar 2012, 3:33 am
... [read post]
30 May 2007, 12:08 pm
After his former boss was sentenced, a former head of American trading on the Citibank NA commodity desk was sentenced in May to 12 months and a day in prison and ordered to pay approximately $188,000 after pleading guilty to conspiring to falsify bank records and to commit wire fraud, said a U.S. [read post]
26 Dec 2019, 10:22 am
I bought it just to try, and I thought it was delicious. [read post]
26 Aug 2011, 7:51 am
5 Jun 2022, 5:18 am
That's helpful in explaining the support for these policies at the time, but I'm not sure the "UK as free trader" and "U.S. as protectionist" distinction tells the full story here. [read post]
21 Oct 2011, 7:29 am
The danger in imposing position limits on traders is that you risk driving them away from trading in the market. [read post]
1 Oct 2009, 4:10 am
The Regulations implement Directive 2005/29/EC (The Unfair Commercial Practices Directive).The Regulations are difficult but are clearly aimed at what might be colloquially referred to as "sharp practices" between traders and consumers. [read post]
28 Aug 2011, 4:23 pm
At the same time, international traders have been pleased to see serious progress being made regarding export license reform. [read post]
29 Oct 2024, 2:40 am
This meant that for an alert to trigger, either for a client or through its own traders, the firm had to trade in the instrument on the day that the price moved. [read post]
