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8 May 2012, 5:58 pm
The SEC echoed similar factors in the adopting release, although focused its analysis on the “dealer-trader distinction” discussed in greater detail under Making a Market in Step 4 of this guide. [read post]
8 May 2012, 4:08 pm
Structurally, this series will consist of 22 postings, organized as follows: General Topic Specific Subject Matter of Posting Swap Dealer / Security-Based Swap Dealer Part 1: The Swap/SBS Dealer Definition Generally Part 2: The Exclusion for the Origination of Loans Part 3: The “Org… [read post]
7 May 2012, 3:36 pm
An informal complaint backed by the threat of litigation and administrative investigations was lodged with Charles Schwab by the lawyer for a blind day trader. [read post]
7 May 2012, 8:13 am
High-frequency traders are know for placing thousands of orders, then canceling most of them before making a single trade. [read post]
7 May 2012, 5:55 am
Perhaps there were instances where the data fell into the hands of traders who used it to buy or sell stocks in the pre-market, but if so these would likely be seen as a form of “front running” or “insider trading,” both of which are illegal and in the province of the SEC. [read post]
6 May 2012, 9:51 pm
Toward the end of the week, May corn going into delivery was trading 36¢ over July futures before spread traders began to take profits. [read post]
5 May 2012, 12:53 pm
The SEC and CFTC should acknowledge the widespread use of hybrid products that combine aspects of securities and commodities trading; consider joint registration of traders that use U.S. securities to trade in commodities; and the imposition of increased capital, margin, and liquidity requirements to protect investors and the markets against risky speculative bets. [read post]
3 May 2012, 7:59 am
John Arnold, one of the most profitable traders in the hedge fund industry, is said to be shutting down Centaurus Advisors and returning money to investors. [read post]
3 May 2012, 5:00 am
Trader Joe’s on Metropolitan Avenue and Rea Road can be surprisingly affordable for a nationally recognized brand and chain. [read post]
3 May 2012, 3:32 am
Gas traders were skeptical. [read post]
2 May 2012, 10:09 pm
” There is no indication that beef lovers are turning vegetarian, even though nervous traders of cattle futures may think so. [read post]
2 May 2012, 8:59 pm
RT @WantChinaTimes: China's overseas #investments yield far less than #FDI in the country http://t.co/5qbCbj7V -> Latest China Hearsay: Chinese Companies Late With Reports to SEC: Raise the Red Flags http://t.co/Ukyd8dtf -> RT @forbesasia: Boeing finds friendly skies in China, while Airbus sees “retaliation” for emissions http://t.co/dtZH0DQz by @managingdragon -> Marbridge: State Council to Strengthen Oversight of Telecom Billing http://t.co/peQMm0QQ -> Ken Rogoff: Why… [read post]
1 May 2012, 9:37 pm
The Boston Globe reports that Foxborough selectmen approved an all-liquor license for a Trader Joe's supermarket scheduled to open in Patriot Place later this year. [read post]
1 May 2012, 7:15 pm
However, increasingly goods are sold by online traders in China (and elsewhere) and delivered to consumers by mail and express delivery service. [read post]
1 May 2012, 2:50 pm
When I first reported on the Affordable Footwear Act back in 2010, I opined: Free traders in Congress (all two of them!) [read post]
30 Apr 2012, 12:21 pm
On April 25 the SEC announced a settlement in a $32 million insider trading case filed by the agency last year against a corporate attorney and a Wall Street trader. [read post]
29 Apr 2012, 8:59 pm
Trans-Pacific Trade Deal is a Waste, Says Free Trader http://t.co/u5MIqBX5 Subramanian reax -> ???? [read post]
28 Apr 2012, 2:59 am
Test results on a initial brain tissue sample sent to the University of California, Davis were inconclusive on April 19, and the sample was delivered to the Iowa lab the next day.USDA has not said exactly when NVSL knew the California dairy cow was positive for BSE, but some traders blame mad cow rumors for roiling the cattle markets early in the week before the formal announcement settled things down.The diseased carcass, along with all other dead cows that arrived with it on… [read post]
27 Apr 2012, 8:42 am
Registered broker-dealers who are themselves large traders or carry accounts for a large trader or an unidentified large trader must also report to the SEC, upon request, certain required transaction information on these persons whose activity is equal to or greater than the specified reporting activity level.The Financial Information Forum, an industry group representing a variety of broker-dealers and other market participants, and the Securities… [read post]
27 Apr 2012, 6:15 am
He and the trader — Garrett D. [read post]
