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9 Apr 2021, 10:07 am by Alan Rosca
According to the brokercheck report, on July 2, 2020, two separate and consecutive cases involving Woodard were filed with FINRA under case numbers 20-02110 and 20-02111. [read post]
9 Apr 2021, 10:07 am by Alan Rosca
According to the brokercheck report, on July 2, 2020, two separate and consecutive cases involving Woodard were filed with FINRA under case numbers 20-02110 and 20-02111. [read post]
9 Apr 2021, 10:01 am by Andrew Hamm
These and other petitions of the week are below: SFR Investments Pool 1, LLC v. [read post]
8 Apr 2021, 7:19 pm by Shannon O'Hare
On average, funders tend to receive around 3 or 4 times its invested capital or at least 20% IRR plus recovery of the legal costs if the case is won. [read post]
8 Apr 2021, 2:42 am by Greg Lambert and Marlene Gebauer
The Council has launched with the goal of making Texas the most favored jurisdiction in the United States for blockchain business and investment. [read post]
This will necessitate additional investments in technology, but with increased investments come an increased responsibility for team leaders to ensure new technologies are results-oriented. [read post]
7 Apr 2021, 9:05 pm by Robert J. Miller
Tribes can also use taxation and regulatory strategies to attract private investment and new businesses to reservations. [read post]
7 Apr 2021, 9:12 am by Rob Robinson
Blue Sage typically invests $20 million to $40 million in control buyout investments and recapitalizations of companies with $20 million to $125 million of revenue. [read post]
They are pursuing damages against Principal Securities, where Krohn was a registered representative for 20 years. [read post]
They are pursuing damages against Principal Securities, where Krohn was a registered representative for 20 years. [read post]
6 Apr 2021, 3:00 pm by Fornaro Law
Disclosure: Nick Sonnenberg is not associated with Gordian Investments, LLC. [read post]
6 Apr 2021, 6:31 am
To avoid falling short of Wall Street’s consensus revenue estimate, the SEC alleged that AT&T investor relations executives made private, one-on-one phone calls to equity analysts at approximately 20 different sell-side firms during which they disclosed the disappointing sales data. [read post]
6 Apr 2021, 5:00 am by John Jascob
This list includes (among others) (i) publicly traded companies, (ii) 501(c) tax exempt entities under the Internal Revenue Code, (iii) certain pooled investment vehicles, (iv) any entity that (a) employs more than 20 employees on a full-time basis in the United States, (b) filed in the previous year's federal income tax returns more than $5,000,000 in gross receipts or sales in the aggregate (including the receipts or sales of other entities owned by the entity and other… [read post]
5 Apr 2021, 6:36 pm by Jim Walker
  He writes “NCLH vessels will begin cruise operations at an initial reduced capacity of 60%, gradually ramping up our fleet departing from U.S. ports and increasing capacity by 20% every 30 days. [read post]
5 Apr 2021, 2:00 pm by Kevin LaCroix
The aim of the review was to look at the Listing Rules with a view to strengthening the UK’s capital markets and ensuring that London remains an attractive place to invest in light of Brexit. [read post]
5 Apr 2021, 7:57 am by Florian Mueller
Against that background, it may either be discouraged from making the investment in the first place--or it may be encouraged to pursue an Apple-like platform business model ("walled garden") and create network effects through a non-open system with cloud components, an exclusive app store, and so forth. [read post]
5 Apr 2021, 7:23 am by Giles Peaker
(Mr J brought a Part 20 claim against Newbold & Co for an indemnity, but that was not decided here.) [read post]
5 Apr 2021, 6:23 am by Staff Attorney
  These allegations may concern investments in GPB Capital Holdings (GPB Capital) related investments. [read post]