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11 May 2015, 8:00 am
The Commissioner claimed that Neilsen induced Neilsen’s CPA clients to invest in Ulysses by representing to them that the investment was an excellent one that would generate a high rate of return. [read post]
7 May 2015, 10:56 pm
Person investor to provide one of the recognized means of verification of their status as an “accredited investor. [read post]
7 May 2015, 10:56 pm
Person investor to provide one of the recognized means of verification of their status as an “accredited investor. [read post]
6 May 2015, 6:52 pm
The only viable solution is to separate one party from the representing insurer. [read post]
6 May 2015, 6:20 am
Since each institution has multiple ways in which it could participate, it is not useful to make assumptions about whether or how any one organization would want to collaborate. [read post]
4 May 2015, 8:51 am
In other action on Monday, the Court refused to interfere with the efforts of the investment arm of the British financial giant, Barclays Bank, to collect some $4 billion in cash for its takeover of the bankrupt U.S. investment banking firm, Lehman Brothers. [read post]
30 Apr 2015, 10:08 am
The groups have capitalized on the increased support, mounting an offensive against Syrian government forces in the northwest of the country. [read post]
24 Apr 2015, 4:28 pm
Panama has no restrictions on the outflow of capital or outward direct investment. [read post]
24 Apr 2015, 12:42 pm
Some of this comes down to your fundamental belief in capitalism and the market. [read post]
24 Apr 2015, 5:07 am
Federal jurisdiction will not very often include capital cases, but when it does, you should not flinch from it. [read post]
23 Apr 2015, 8:00 pm
Specifically, the complaint alleges that on February 2, 2015, LifeTech Capital, a “purported biotechnology and medical technology investment bank” raised their target price on the company’s stock with a “Strong Speculative Buy” rating. [read post]
23 Apr 2015, 6:00 am
Proposed overhaul of sick leave The government wants to get rid of the system whereby public sector employees can bank sick days, instead providing them access to short-term disability benefits previously unavailable. [read post]
23 Apr 2015, 3:33 am
The exempt solicitation argues that providing access to a company’s proxy to allow shareholders (or “shareowners” according to the notice) the ability to nominate directors to the board is “one of the most important rights given to the owners of a company. [read post]
22 Apr 2015, 6:55 am
HICKS, Respondent. 4th District.Contracts -- Attorneys -- Fees -- Dispute between trial attorneys and appellate attorneys regarding amount of fees due to appellate attorneys pursuant to “trial support agreement” for appellate attorneys to help trial attorneys steer clear of reversible error during course of trial -- Under contract provision which entitled appellate attorneys to two and one-half percent of gross recovery if case was settled after appellate attorneys were… [read post]
20 Apr 2015, 10:16 pm
One particularly dramatic transformation in money's design brought capitalism to England. [read post]
20 Apr 2015, 6:50 am
One of its hallmarks is the sharing of profits more equitably between capital and labor. [read post]
19 Apr 2015, 3:03 pm
The summer after that car ride, my roommate interned at a major investment bank, and on a very hot day, I visited him in Manhattan. [read post]
17 Apr 2015, 3:40 pm
By acknowledging that there is more than one way to achieve a goal, regulators can provide greater certainty to participants in cross-border transactions and encourage innovation in capital markets, the commissioner said. [read post]
16 Apr 2015, 2:55 pm
A major provider of financing and leasing capital to small and middle-sized company, CIT had $80.4 billion in assets when it filed. [read post]
16 Apr 2015, 1:51 pm
Young consented to “a suspension from associating with any FINRA member in any capacity for a period of one year. [read post]
