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22 Feb 2012, 9:07 am
by Michael Rosenfield & Dennis Quinn The New York Department of Financial Services (“DFS”) will audit the accuracy of the data used by insurers and health maintenance organizations to request health insurance rate increases (see press release). [read post]
14 May 2021, 11:47 am
Prior to that he was affiliated with MSI Financial Services for ten years. [read post]
8 Feb 2017, 6:30 am
On 16 December 2011, in line with their obligations as regulated financial businesses, Capita and Sureterm informed the Financial Services Authority (“FSA”) of the findings of their investigations and a voluntary remediation scheme was set up to reimburse customers. [read post]
12 Jan 2023, 8:23 am
We first discuss the multiple benefits of diversity, equity, and inclusion (DEI) for financial institutions, the challenges and opportunities institutions face in implementing a DEI strategy, and how DEI applies beyond an institution’s workforce. [read post]
16 Sep 2021, 6:50 am
We discuss recent and ongoing enforcement activity of the PA AG involving consumer financial services. [read post]
29 Sep 2017, 1:34 pm
After reading the article, I am more optimistic that the rule may yet … Continue reading CPR Article Provides Useful Analysis of CFPB Ban on Class Action Waivers in Arbitration Agreements involving Consumer Financial Services Products → [read post]
29 Feb 2016, 7:47 am
A Financial Management Services Agency (FMSA) must inform a Consumer Directed Services employer about the information provided in this information letter (IL). [read post]
19 Sep 2008, 10:38 am
In an effort to aggressively counter the recent market crisis, the United States Securities & Exchange Commission and United Kingdom's Financial Services Authority announced today that they have temporarily banned all short-selling in financial companies. [read post]
16 Jul 2017, 12:48 pm
Did the lenders have a financial incentive not to notify borrowers and thereby reduce their profitable loan portfolio? [read post]
7 Aug 2022, 7:00 am
Antonio Reyna is now a Securities America broker in Texas, and Edward Bruce Miller is currently registered with Financial Resources Group Investment Services in South Carolina. [read post]
3 Apr 2018, 8:44 am
The Financial Services Compensation Scheme (FSCS) is the compensation fund of last resort for customers of failed authorised financial services firms across the PRA’s and the FCA’s regulatory remit. [read post]
14 Apr 2021, 2:14 pm
Previously, he was affiliated with Fusion Analytics Securities LLC, from 2015 until 2018, and Ameriprise Financial Services, Inc, from 2010 to 2015. [read post]
7 Mar 2023, 5:56 am
While the report finds that many BNPL borrowers who the CFPB observed used the product without any noticeable indications of financial stress, BNPL borrowers were, on average, much more likely to be highly indebted, revolve on their credit cards, have delinquencies in traditional credit products, and use high-interest financial services such as payday, pawn, and overdraft compared to non-BNPL borrowers. [read post]
24 Oct 2006, 4:02 pm
The Department of the Treasury Financial Crimes Enforcement Network (Fincen) recently published Frequently Asked Questions (FAQs) providing guidance for money service businesses (MSBs) in connection with their anti-money laundering (AML) programs. [read post]
1 Sep 2020, 9:59 am
“The United States Postal Service (USPS) is an essential service,” wrote Sen. [read post]
20 Sep 2018, 2:27 pm
Most recently, she was affiliated with broker-dealer Comprehensive Asset Management and Servicing, Inc. [read post]
7 Nov 2022, 3:41 pm
However, all banks, fintechs and other financial services providers are now on notice that more intense supervision and examination of their financial technology activities will be forthcoming from both the OCC and the CFPB. [read post]
24 Jan 2011, 9:13 pm
Rhode Island Department of Human Services (RIDHS) must change its policies and procedures to improve language access services for clients with limited English proficiency (LEP) under a resolution agreement (Resolution Agreement) with the Department of Health & Human Services Office for Civil Rights (OCR). [read post]
15 Feb 2022, 10:12 am
More and more, banks are seeking ways to enter the space and offer crypto products and services in order to meet all of their customers financial and banking needs. [read post]
1 Apr 2021, 6:32 am
For other firms, customer demand flatlined, because the firm’s goods and/or services entailed exposure to COVID-19. [read post]
