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2 Jun 2011, 9:49 am by David Lat
The deputy director of the Enron Task Force, who won convictions against four Merrill Lynch bankers in the 2004 Nigerian Barge case, paired a conservative gray suit with stunning 4-inch bright pink stiletto spikes.Good luck to Kathy Ruemmler in her new post — although we doubt she’ll need it. [read post]
11 Aug 2008, 9:20 pm
Those firms accused have included UBS, Bear, Stearns, Citigroup, Lehman Brothers, Merrill Lynch, RBC Dain Rauscher Inc., A.G. [read post]
21 Mar 2011, 12:40 pm by Chris Cheatham
The lawsuit involves the first project to obtain LEED Platinum certification, the Chesapeake Bay Foundation's ("Foundation") Philip Merrill Environmental Center.  [read post]
25 Sep 2009, 7:54 am
Defendants include, but are not limited to, Merrill Lynch & Co., Inc., Morgan Stanley, JP Morgan Chase & Co., Bear Stearns & Co., Inc., AIG Financial Products Corp., UBS AG, and Piper Jaffray & Co. [read post]
29 Jan 2012, 3:38 pm
Another example involves Merrill Lynch and Bank of America (The two financial firms merged in 2009) settling 15 securities fraud cases while being granted at least 39 waivers. [read post]
22 Sep 2008, 7:49 pm
Bank of America buying Merrill Lynch, the largest brokerage firm; Lehman Brothers filing bankruptcy; and AIG, the largest insurance company in the world asking the Fed for $50 billion to tide them over until they can sell enough assets to spruce up their credit rating. [read post]
30 Mar 2009, 12:43 am
The fact that the banking bailouts dwarf the magnitude of federal assistance for Detroit warrants even greater caution regarding the financial sector.Experts ranging from Nobel Prize winning economist Paul Krugman to famed Merrill Lynch analyst Richard Bernstein have argued that the government should abandon its heavy subsidization of financial institutions and their investors. [read post]
22 Dec 2008, 9:41 pm
., together with Deutsche Bank Trust Company Americas, Merrill Lynch Capital Corp., the Pension Benefit Guaranty Corp., Vertis, Inc. and the Washington-Baltimore Newspaper Guild Local 32035. [read post]
22 Sep 2008, 7:15 pm
The shares of Goldman and Morgan had come under pressure in the wake of the Lehman Brothers bankruptcy and the "forced sale" of Merrill Lynch to Bank of America. [read post]
28 Jan 2020, 7:21 am by Silver Law Group
Hutton & Company (CRD#: 235), Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#: 7691), and Oppenheimer & Co. [read post]
22 Sep 2008, 6:53 am
Names for the Bank of America/Merrill Lynch pairing as well as for Lloyds TSB/HBOS have already been snapped up, with at least one hybrid domain name already being put up for sale on eBay. [read post]
11 Apr 2014, 6:00 am by Adam Weinstein
Meyers first became registered with FINRA in 1986 with Merrill Lynch, Pierce, Fenncr & Smith Incorporated. [read post]
But a worthier source than we, Professor Thomas Merrill, beat us to the punch, and posted his detailed preview of the case on SCOTUSblog here. [read post]
20 Oct 2012, 2:37 pm
Insurers Shed Annuity Assets, Wall Street Journal, October 17, 2012 More Blog Posts: Texas Securities Fraud: District Court Says Houston-Based Private Equity Firm Can Proceed with Claim Over $10M Film Financing Investment, Stockbroker Fraud Blog, October 19, 2012 2nd Circuit Affirms Dismissal of $18.5M Auction-Rate Securities Lawsuit Against Merrill Lynch Filed by Anschutz Corp., Institutional Investor Securities Blog, August 23, 2012 Morgan Stanley Reports a Possible $1.7B in… [read post]
27 Jul 2020, 9:42 am by Silver Law Group
  ING Financial Advisers, LLC   Yee Yee Htwe   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Farmers Financial Solutions, LLC   Jennifer Pendley   J.P. [read post]
1 Apr 2007, 3:50 am
Then, the Task Force ruthlessly ruined the careers of four respected former Merrill Lynch executives and sent them to prison for a year before the Fifth Circuit overturned that atrocity. [read post]
10 Dec 2009, 2:06 pm
 He examines the government's pressure on Bank of America to complete the Merrill Lynch acquisition and uses it as a case study for how to understand fiduciary duties when the government and private firms become intertwined. [read post]