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3 Jan 2017, 9:08 am
By Brad Rosen, J.D. [read post]
5 Apr 2019, 6:17 am
By Brad Rosen, J.D.In one of his final speeches to European counterparts at the Eurofi Financial Forum, CFTC Chairman John Christopher Giancarlo articulated a framework for global financial regulators in a speech titled A New Vision For EU-US Regulatory and Supervisory Cooperation for Derivatives Markets. [read post]
23 Jun 2022, 10:37 am
The committee will hear testimony from three Justice Department officials: former Acting Attorney General Jeffrey Rosen, former Acting Deputy Attorney General Richard Donoghue, and former Assistant Attorney General for the Office of Legal Counsel Steven Engel. [read post]
27 Nov 2018, 5:00 am
By Brad Rosen, J.D.The National Futures Association issued its 2018 Annual Review with a focus on the organization’s significant initiatives for the past year as well as a preview for coming attractions. [read post]
18 Apr 2017, 7:40 am
Our brief—drafted by Jeremy Rosen of Horvitz & Levy and joined by a host of other organizations dedicated to free speech—explains to the California Supreme Court that the First Amendment places a very high bar on speech-restricting injunctions. [read post]
28 Sep 2017, 7:17 am
By Brad Rosen, J.D.CFTC Enforcement Director James McDonald reiterated and clarified the benefits that can accrue to commission registrants who elect to self-report violations and offer substantial cooperation in connection with regulatory investigations in an address he made before NYU’s Institute for Corporate Governance and Finance.In his remarks, McDonald noted, "we at the CFTC are committed to working together with the companies and individuals we regulate to identify and… [read post]
23 Jul 2019, 7:03 am
By Brad Rosen, J.D.The Kansas Supreme Court reversed the criminal convictions of the principals of a Kansas limited liability corporation for selling or offering to sell unregistered securities and committing fraud in selling or offering to sell securities. [read post]
17 Sep 2019, 8:12 am
By Brad Rosen, J.D. [read post]
18 Jul 2018, 12:01 pm
By Brad Rosen, J.D. [read post]
30 May 2018, 7:53 am
By Brad Rosen, J.D.The Alabama Security Commission (ASC) has issued cease and desist orders in five enforcement proceedings since late April as part of an international crackdown on fraudulent initial coin offerings (ICOs) and cryptocurrency-related investment products. [read post]
14 Dec 2017, 5:00 am
By Brad Rosen, J.D.In a webinar titled Trading Bitcoin: Legal and Compliance Considerations for Trading and Facilitating Transactions in Bitcoin, a team of Katten Muchin Rosenman attorneys explored the vast, murky and ever-expanding terrain surrounding cryptocurrencies and CFTC, SEC, FinCen, and NY Department of Financial Services regulation. [read post]
6 Jun 2018, 7:55 am
By Brad Rosen, J.D.The first open meeting of the CFTC under the chairmanship of J. [read post]
7 Mar 2018, 7:18 am
By Brad Rosen, J.D.Chamber of Digital Commerce President Perianne Boring and General Counsel Davine Kim recently took part in a riveting conversation about the chamber and its activities in an episode of the CFTC Talks podcast. [read post]
28 Feb 2019, 7:14 am
By Brad Rosen, J.D.SIFMA President and CEO Kenneth E. [read post]
1 Aug 2020, 2:15 pm
Over two decades ago, when Bill Eskridge and I published Constitutional Stupidities, Constitutional Tragedies, Jeff Rosen, now the CEO of the National Constitution Center (and professor at George Washington) picked as the stupidest feature this state control of elections, which, among other things, gives highly partisan state secretaries of state the ability to manipulate elections in favor of their own party. [read post]
9 Dec 2021, 2:57 am
.; Susan Collins, R-Maine; and Jacky Rosen, D-Nev. [read post]
24 Sep 2014, 9:53 am
" Rosen v. [read post]
6 Nov 2018, 7:48 am
By Brad Rosen, J.D.The first Sunshine Act meeting attended by the current slate of CFTC commissioners revealed a mixed picture of positions and opinions among its members. [read post]
26 Oct 2018, 7:13 am
By Brad Rosen, J.D. [read post]
9 Dec 2021, 9:30 am
., Susan Collins, R-Maine, and Jacky Rosen, D-Nev., and Reps. [read post]
