Search for: "Securities Investor Protection Corporation"
Results 3941 - 3960
of 4,476
Sorted by Relevance
|
Sort by Date
3 Dec 2015, 11:07 pm
And independent TD Mick Wallace accused the government of selling control of the rental market to a ‘cartel’ of foreign investors. [read post]
13 Apr 2017, 9:30 pm
Securities and Exchange Commission (SEC) announced fraud charges against 27 individuals and entities, including three public companies, seven stock promotion firms, and two corporate CEOs, alleging that they engaged in stock promotion schemes that disguised promotional materials as unbiased analyses intended to mislead potential investors. [read post]
27 Apr 2021, 9:05 pm
To address DeFi risks, regulators must map these risks onto their matrix of public policy objectives, including investor protection, market integrity, and financial crime prevention. [read post]
2 Oct 2008, 2:56 pm
Investors and creditors decided that the elimination of debt overhang and the avoidance of threatened corporate bankruptcies more than offset the cost to creditors of receiving 60 cents on the dollar. [read post]
4 Apr 2013, 7:00 am
Being a financial center due to its low corporate tax rate and favorable bank interest rates, Cyprus has attracted many Russian investors who deposited large amounts of money in its banks. [read post]
30 Jul 2018, 9:04 am
But for the multitude of corporations who are using blockchain technologies, the issue is not so simple. [read post]
30 Jul 2018, 9:04 am
But for the multitude of corporations who are using blockchain technologies, the issue is not so simple. [read post]
14 Feb 2007, 7:35 pm
Such disclosures are generally provided as consumer/investor protection to enable the public to, at least in theory, easily check on an investment firm, broker or adviser. [read post]
24 Jun 2014, 5:20 am
Levinson, holding that investors in securities fraud cases do not need to show that they have relied on misleading statements from the company, but it added that defendants must receive an opportunity to rebut the presumption of reliance before class certification with evidence of a lack of price impact. [read post]
19 Aug 2011, 10:30 am
And yes, there is a way we can prevent these cuts and protect these services. [read post]
11 Mar 2011, 5:00 am
Securities and Exchange Commission is about 400 employees short of what it needs to manage its current workload, according to a consultant’s four- month internal review mandated by the Dodd-Frank Act. [read post]
19 Apr 2010, 8:00 am
See Securities and Exchange Commission v. [read post]
27 Feb 2007, 5:15 am
” In the case of Navistar Int’l Corp., Securities Exchange Act Rel. [read post]
12 Mar 2013, 10:45 pm
In 1867 the bankruptcy code included the protection of corporations. [read post]
23 Mar 2007, 11:35 am
Provide an "open review" (post-grant opposition) procedure that facilitates challenging questionable patents in the USPTO.The "open review" procedure should be structured to provide adequate incentives for the public to make prompt challenges to patents once issued, protect investors against frivolous challenges or other potential harassment by challengers, and secure "quiet title" for inventors following the opportunity for a patent to be… [read post]
24 Jan 2022, 1:24 pm
The case is one in a lengthening series, all involving class actions in which employees challenge the actions of corporate insiders managing defined-contribution plans governed by the Employee Retirement Income Security Act. [read post]
3 Apr 2014, 1:53 pm
Securities Investor Protection Corporation, which held that the civil RICO Act contained both “but for” causation and proximate causation requirements. [read post]
28 Feb 2024, 5:14 am
“We add to that advanced security and privacy protections, including SOC II Type 2 compliance, so that companies can trust Assistant with their sensitive documents and questions. [read post]
4 Jun 2016, 8:23 am
In addition to the shareholders and board of directors, Chinese private corporations also have a board of supervisors with some significant power. [read post]
10 May 2010, 11:30 pm
Governments also tend to respond to economic crises with protective legislation, increasing the legal regulation of businesses and markets, and restricting economically sensitive transactions. [read post]
