Search for: "Securities Investor Protection Corporation"
Results 3941 - 3960
of 4,476
Sort by Relevance
|
Sort by Date
28 Jan 2010, 3:51 pm
I can only conclude that the purpose of this release is to place the imprimatur of the Commission on the agenda of the social and environmental policy lobby, an agenda that falls outside of our expertise and beyond our fundamental mission of investor protection. [read post]
28 Jan 2010, 2:02 am
" Law firms are "advising their clients to revisit their compliance and corporate-governance procedures to protect against similar suits. [read post]
22 Jan 2010, 11:15 am
Trust-preferred Buybacks We have assisted a number of our clients with repurchases of their trust-preferred securities (“TRUPS”). [read post]
22 Jan 2010, 6:00 am
It cannot seriously be argued that investors are ignorant of bonus arrangements. [read post]
21 Jan 2010, 1:18 pm
Section 172 also protects a director who in good faith relies on reports of corporate officers, legal counsel or accountants. [read post]
20 Jan 2010, 2:36 pm
A broader conception of securities regulation’s objectives – and one that I espouse -- views the mitigation of systemic risk as related to investor protection and particularly market confidence. [read post]
20 Jan 2010, 2:13 am
Under New York law, company officers are not protected by the corporate veil and are personally liable for any sales tax deficiency. [read post]
20 Jan 2010, 1:58 am
The FCPA itself does not contain a private right of action, but investors and others sometimes raise claims that company’s senior officials did not take appropriate steps to protect against the improper conduct, or that the company misrepresented its financial condition. [read post]
19 Jan 2010, 11:43 am
Securities and Exchange Commission asking for improved disclosure guidance. [read post]
18 Jan 2010, 10:26 am
The public policy of protecting investors, therefore, demands the denial of IRS access to a company's tax pool analysis.The appeals court squarely rejected the argument that the public policy of the securities laws implicitly overrides the clear grant of summons power to the IRS. [read post]
17 Jan 2010, 5:29 am
However, the future for these two investor agenda items do not look quite the way many expected at the end of 2008, or for much of 2009. 'Say on Pay' The House of Representatives last week passed H.R. 4173 - The Wall Street Reform and Consumer Protection Act of 2009. [read post]
17 Jan 2010, 3:48 am
This came as a complete surprise to the investing community and the corporate lawyers who were advising them. [read post]
16 Jan 2010, 3:58 pm
It further concluded that the tax treaty with Hong Kong did not apply and would not protect the two parties. [read post]
16 Jan 2010, 2:48 pm
In turn, individual and institutional investors were subsequently wiped out after Lehman's commodities unit stopped delivering gas to the nonprofit corporation. [read post]
15 Jan 2010, 5:40 pm
Flexibility of financing is available through the sale of various types of securities to many investors. [read post]
12 Jan 2010, 8:00 am
It caused company's stock price plummeted and the investors lost over $100 million dollars. [read post]
7 Jan 2010, 8:34 am
You still haven't dealt with me 2003 onward: Explosion of unlicensed insurance: Credit Default Swaps Dematerialized capital and massive computing power enabled the creation not just of complex securitization but also of derivative instruments - securities issued based on the performance of other securities. [read post]
7 Jan 2010, 6:19 am
Rodgin Cohen is a partner and chairman of Sullivan & Cromwell LLP focusing on acquisition, corporate governance, regulatory and securities law matters. [read post]
5 Jan 2010, 1:33 am
Not only have investors and even employees of some failed banks filed lawsuits (about which refer here), but the FDIC has also shown a commitment to preserving its prerogative to assert claims against the directors and officers of failed banks. [read post]
4 Jan 2010, 10:05 pm
The scandals and Ponzi schemes of recent times have re-focused attention on the notoriously underfunded Securities Investor Protection Corporation. [read post]
